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Senior Compliance Officer jobs - Chicago, IL

Viewing 1 - 10 of 753 jobs

  • Senior Compliance Officer

    Major International Bank - Chicago, IL

    Technology (O T) Compliance is part of the Markets Compliance team within ICG Compliance. The team primarily ... support and updates to senior Operations, Technology and Compliance Management. Qualifications The candidate should...

    19 hours ago from IvyExec

  • Senior Compliance Officer

    Global Securities, Investment and Retail Banking Firm - Chicago, IL

    development of appropriate controls in order to mitigate compliance risk. We are seeking a Compliance Officer to ... as a liaison for CCB on compliance matters Partner with CB Compliance Practices to deliver appropriate compliance...

    19 hours ago from IvyExec

  • Senior Compliance Officer

    Bliss Lawyers - Chicago, IL

    including the firm's general counsel, global chief compliance officer, various departments within the company, ... compliance officer to work with the company's global chief compliance officer on various other projects. The person...

    14 days ago from ZipRecruiter

  • Sr. Compliance Officer

    Private Wealth & Asset Management Firm - Chicago, IL

    Description The Compliance Officer will; Assist the CCO with overseeing all regulatory compliance for OConnor and ... and quarterly compliance certifications. The Compliance Officer. Conducts ongoing testing of various policies...

    30+ days ago from IvyExec

  • ERISA Compliance Officer

    Investment Management Firm - Chicago, IL

    Under direction of and working with the Chief Compliance Officer, oversee monitoring of ERISA and RIA business ... various committees as the Compliance Consultant to ensure compliance with all applicable rules/regulations Communicate...

    22 days ago from IvyExec

  • Senior Compliance Officer รข?? Compliance Testing Practices/Quality Control Manager (Cards)

    Major International Bank - Chicago, IL

    or Compliance Testing goals and objectives Experience with Compliance testing or auditing within a Cards environment ... level of competence with the application of the Corporate Compliance Testing Standards related to Compliance Testing...

    19 hours ago from IvyExec

  • Senior Compliance Officer

    Private Wealth & Asset Management Firm - Chicago, IL

    Description The Compliance Officer will; Assist the CCO with overseeing all regulatory compliance for OConnor and ... and quarterly compliance certifications. The Compliance Officer. Conducts ongoing testing of various policies...

    30+ days ago from IvyExec

  • Director & Senior Counsel Compliance

    Direct Banking and Payment Services Company - Riverwoods, IL

    S/he will report to the Chief Compliance Officer and assist the Chief Compliance Officer in ensuring adherence to all ap ... reports on compliance review results for business, Law and Compliance and senior business management. Analyze review...

    30+ days ago from IvyExec

  • Chief Compliance Officer

    Geary Kornelik & Associates - Chicago, IL

    Job Description: Description Position: Chief Compliance Officer has primary responsibility to oversee a bank-wide ... Bank Secrecy Act/OFAC, Fair Lending and Consumer Protection Officer. Management of all compliance staff, perm or...

    2 days ago from ZipRecruiter

  • Senior Compliance Officer- Code of Conduct

    Global Securities, Investment and Retail Banking Firm - Chicago, IL

    planning, execution, tracking and communications. The Compliance Manager will interact with knowledgeable and ... Advanced Degree desirable. Significant experience in Compliance, Audit, Risk or related experience preferred...

    30+ days ago from IvyExec

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