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Senior Compliance Officer jobs - Chicago, IL

Viewing 1 - 10 of 739 jobs

  • Senior Treasury Associate - Retailing Industries

    Union Bank - Chicago, IL

    for more information. Job Summary: In-house senior sales associate tasked with supporting sales efforts ... Will be primarily responsible for completing KYC (CIP/CDD) and other required compliance documentation for new and estab...

    26 days ago from Union Bank

  • Capital Markets Compliance Officer

    US Bank - Chicago, IL

    communicating and advising the business, including senior business managers on compliance related mattersThe ... senior compliance manager The Capital Markets Compliance officer is responsible for establishing and maintaining a...

    30+ days ago from Doostang

  • Consumer Industrial Products Internal Audit Senior Associate (4201849)

    PwC - Chicago, IL

    Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. - ... regulations and requirements, including compliance readiness programs - Generally Accepted Accounting Principles -...

    4 days ago from PwC

  • Senior Compliance Officer -

    INVESCO - Downers Grove, IL

    to meetSEC/regulator requirements and ensure compliance with all policies and procedures.Interact with ... Work Experience / Knowledge: Minimum of 5 years of experience within a fixed income compliance program.Fixed income expe...

    30+ days ago from CareerBuilder

  • Capital Markets Compliance Officer

    U.S. Bancorp - Chicago, IL

    oversight activities and communicating issues to the senior compliance manager Effectively communicating and ... the business, including senior business managers on compliance related matters Qualifications Basic...

    30+ days ago from Doostang

  • Senior Compliance Officer, Technology & Operations Compliance Team Lead

    Diversified Financial Services Organization - Chicago, IL

    The Senior Compliance Officer, T&O Compliance Team Lead is responsible for guiding and managing core central U.S. ... root cause analysis. The Senior Compliance Officer, T&O Compliance Team Lead manages the process for preparing senior...

    6 days ago from IvyExec

  • Chief Compliance Officer

    Symicor Group - Chicago, IL

    Compliance Officer responsibilities include:Managing compliance staff and the overall Compliance Program for the ... relevant experience as a senior compliance officer in a banking institution.Strong attention to detail.Time...

    16 days ago from ZipRecruiter

  • Senior Compliance Associate

    Chicago, IL

     SENIOR COMPLIANCE ASSOCIATE The Senior Compliance Associate will report to the Chief Compliance Office and assist with ... and update the Firms compliance policies and procedures. Conduct employee training with respect to the compliance...

    23 days ago from CareerBuilder

  • Senior Compliance Officer - Commercial Bank Financial Crimes Compliance

    Global Securities, Investment and Retail Banking Firm - Chicago, IL

    the Company Commercial Bank business through a AML Compliance function focused on conducting risk assessment ... Work with Commercial Bank business to ensure compliance with all applicable AML policies and procedures.

    30+ days ago from IvyExec

  • Chief Compliance Officer

    A Financial Services Company - Chicago, IL

    implementing controls and assurance processesâ?¢ Manage compliance and monitoring issuesâ?¢ Manage the development of ... 10 â?? 15 years of experience in a senior compliance roleâ?¢ In-depth knowledge of SEC and CFTC rules...

    21 days ago from IvyExec

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