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Senior Compliance Officer jobs - Brooklyn, NY

Viewing 1 - 10 of 3,168 jobs

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    advice, analysis and/or resolution on compliance related concerns and queries to various departments • Serve as ... a Senior Compliance Officer. The CO is responsible for conducting regulatory research, maintaining and developing...

    2 days ago from eFinancial Careers

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... directly with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include...

    19 days ago from The Ladders

  • Senior Security Threat Analyst - Vice President

    MUFG - Jersey City, NJ

    Governance, Risk and Compliance tools & processes Experience • Financial services experience o Top 10 banking (Strongly preferred) • Information security • IT risk management • IT audit Preferred Certifications • CISSP • CISM • CISA • PMP...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)

    Citi - Long Island City, NY

    compliance issues. Assisting the Business with identifying compliance risk and integrating legal/regulatory compliance ... and delivery of compliance training Interface with senior management, audit and regulators Implementing and...

    15 days ago from Citi

  • Senior Compliance Officer Treasury and Trade Services (New York)

    Compliance Search - New York City, NY

    Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control ... candidate will also be expected to initiate and coordinate compliance-focused projects ranging from regulatory guidance...

    30+ days ago from Doostang

  • Senior Compliance Officer - Private Bank

    Compliance Search Group - New York City, NY

    Senior Compliance Officer- Private Bank A Global bank seeks a Senior Compliance Officer who will be for responsible for ... and oversight of the firm’ Compliance Policy Program, the firm’s Compliance procedures, the firm’s Compliance...

    30+ days ago from The Ladders

  • Sr. Compliance Officer to CCO - Investment Management

    Compliance Search Group - New York City, NY

    Allocation fund suites. They are looking for a Senior Compliance Officer who would grow into a CCO role, or is ... record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    30+ days ago from The Ladders

  • Senior Compliance Officer AML ICG Advisory Corporate and Investment Banking

    Citi - Jersey City, NJ

    Relationship Managers, Legal, Sanctions Team, and Local AML Compliance Officers as necessary Manage/maintain oversight ... with the ability to interact effectively with advisory compliance officers globally and other business and...

    15 days ago from Citi

  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners - New York City, NY

    Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    2 days ago from eFinancial Careers

  • Senior Compliance Officer | Staffing And Recruiting Company

    Compliance Search - New York City, NY

    environment The successful candidate will help provide compliance oversight for this portfolio, including ... control support functions, including Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing,...

    30+ days ago from Doostang

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