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Senior Compliance Officer jobs - Brooklyn, NY

Viewing 1 - 10 of 3,259 jobs

  • VP Sr. Compliance Assurance Manager - Gen Banking/Ops

    HSBC - New York, NY

    Customers / Stakeholders Regional Compliance Officer Global Compliance Officers Heads of US Compliance Teams Senior US ... Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    8 days ago from

  • Deputy/Senior Associate Compliance Officer

    New York University - New York, NY

    government regulatory compliance and laws Experience in compliance or related area Required experience: 5+ ... and complex concepts The Deputy/Senior Associate Compliance Officer will work directly with the University Compliance...

    30+ days ago from Doostang

  • Compliance Manager - BSA/AML

    Fidelity Information Services - New York, NY

    Job summary:FIS is seeking a seasoned consultant for their BSA/AML Banking Compliance Senior Manager position ... Examiner, Compliance Consultant, or Financial Institution Compliance Officer / Manager / Auditor. * Strong familiarity...

    22 days ago from

  • Assistant Compliance Training Officer

    International Bank - New York, NY

    major international bank, is currently seeking an Assistant Compliance Training Officer–to join their Compliance ... assist the Compliance Training Officer in administering compliance and non-compliance training initiatives/plans...

    30+ days ago from

  • Senior Compliance Officer

    Ny-based Bank - Finance Industry - New York, NY

    Qualifications* Bachelors degree in finance, economics, or a related field.* 8 plus years of compliance and/or regulator ... of any necessary improvements.* Determine material non-compliance risks related to the company's relevant...

    7 days ago from VelvetJobs

  • Senior AML Compliance Officer

    Network Esc (a Division of Network Temps, Inc.) - New York, NY

    AML Compliance Consultant The Compliance Department is seeking a Compliance officer to work in the Anti-Money Laundering ... The AML Compliance Officer reports to the Director, AML Compliance North America. Perform basic and enhanced due...

    6 days ago from ZipRecruiter

  • Compliance Officer II

    BNY Mellon - New York, NY

    Compliance Officer II Req # 1401012 Location: New York, New York As one of the world's leading financial services ... 5-7 years education and/or related experience in product/financial services and/or the auditing/compliance field preferr...

    30+ days ago from

  • Compliance Officer Control Room, Capital Markets/High Grade Fixed Income

    US Bank - New York, NY

    groups, including participating in conducting annual compliance meetings The Control Room Compliance Officer is ... communicating and advising senior business managers on compliance related matters Disseminating and communicating...

    30+ days ago from Doostang

  • Senior Compliance Officer

    Hedge Fund - Finance Industry - New York, NY

    Portfolio Construction and Risk Management, ensuring full compliance with their regulatory, legal, and fiduciary ... and portfolio management teams. Solid understanding of Compliance. Exposure to broad range of asset classes and...

    27 days ago from VelvetJobs

  • Compliance Officer

    Asset Manager - Finance Industry - New York, NY

    management firm or hedgefund.* Experience with trading, compliance and accounting systems such as Linedata, ... by helping resolve and communicate to clients regarding any compliance-related issues.* Trading Reviews, Forensic...

    2 days ago from VelvetJobs

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