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Senior Compliance Officer jobs - Bronx, NY

Viewing 1 - 10 of 4,179 jobs

  • Associate, Compliance & Conduct Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    closure of exceptions; and Performance of forensic compliance testing, using data analytics, trend monitoring, and ... Equal Opportunity Employer/Minority/Female/Disability/Veteran Job : Risk & Compliance Primary Location : NEW YORK-Ne...

    1 day ago from Mitsubishii UFJ Financial Group

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Prop Trading Firm & Broker Dealer is seeking a Compliance Officer to oversee the Trading activities and...

    22 hours ago from eFinancial Careers

  • Compliance Systems Testing Officer – Associate

    Union Bank - New York City, NY

    document process flow(s), fully understand the IT compliance component, and document/analyze data in/output. ... are designed to test/evaluate key compliance systems and other bank systems/operations which have core compliance...

    6 days ago from Union Bank

  • Senior Compliance Officer â?? ICG Third Party Risk Management

    Major International Bank - Jersey City, NJ

    and governance. The successful candidate will represent Compliance on enterprise-wide and Institutional Clients ... Qualifications Ability to lead and influence people at senior levels Independent thinker Strong analytical skills...

    6 hours ago from IvyExec

  • Senior Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    www.citigroup.com. Description The Compliance ICG Metrics Officer will work closely with the Directors of the ... As a senior member of Compliance, the candidate will collaborate with senior business and compliance leaders to design m...

    2 days ago from Citi

  • Front Office- Senior Compliance Officer

    Rockwood Search Associates - New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to ... Please put your Name and " Front Office- Senior Compliance Officer´ in the email subject line and...

    17 days ago from ZipRecruiter

  • Senior Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    * 8 plus years of compliance and/or regulatory experience, with knowledge of the financial service industry, regulatory ... of any necessary improvements. * Determine material non-compliance risks related to the company's relevant...

    22 days ago from VelvetJobs

  • Compliance Systems Testing Officer – Associate

    Mitsubishii UFJ Financial Group - New York City, NY

    document process flow(s), fully understand the IT compliance component, and document/analyze data in/output. ... are designed to test/evaluate key compliance systems and other bank systems/operations which have core compliance...

    4 days ago from Mitsubishii UFJ Financial Group

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    www.citigroup.com. Description Retail Surveillance provides compliance coverage for the Private Bank and Wealth ... the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch...

    2 days ago from Citi

  • Senior Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    the results to Compliance and the business and other senior managers, and monitors to confirm that any corrective ... plan, and plan changes as necessary. The Senior Control Officer may also assist in day-to-day review management...

    2 days ago from Citi

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