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Senior Compliance Officer jobs - Bronx, NY

Viewing 1 - 10 of 3,022 jobs

  • Senior Compliance Officer, Asset Management Division (Global Investment Bank)

    Compliance Search Group - New York City, NY

    will provides compliance support and guidance to the chief compliance officer on issues involving the Investment ... Perform filings with FINRA. Work closely with the Chief Compliance Officer of the Asset Management Division to...

    1 day ago from eFinancial Careers

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    16 days ago from eFinancial Careers

  • Junior Business Line Compliance Officer, Associate - Bilingual Japanese skills required

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... required Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    2 days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... directly with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include...

    30+ days ago from The Ladders

  • Senior Compliance Associate

    Robert Half International - New York City, NY

    ROLE The Senior Compliance Associate will join the firm’s compliance team in the assessment, development, ... to providing SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Primary Responsibilities:...

    16 days ago from eFinancial Careers

  • Senior Compliance Officer AML ICG Advisory Corporate and Investment Banking

    Citi - Jersey City, NJ

    Relationship Managers, Legal, Sanctions Team, and Local AML Compliance Officers as necessary Manage/maintain oversight ... with the ability to interact effectively with advisory compliance officers globally and other business and...

    30+ days ago from Citi

  • Sr. Compliance Officer

    Green Key Resources - New York City, NY

    hedge fund advisor compliance program Examine and review compliance processes and produce reports and memos Oversee, ... regulatory reporting procedures Help to develop new compliance Assume responsibility for compliance calendar...

    9 days ago from eFinancial Careers

  • Senior Compliance Manager

    Compliance Search Group - New York City, NY

    bank seeks a Global Banking and Markets (GBAM) Senior Compliance Manager supporting the Fixed Income Commodities ... FX Advisory Coverage. Responsibilities for the GBAM Senior Compliance Manager role will include the following: •...

    30+ days ago from The Ladders

  • Senior Compliance Officer- AML Training Developer/ Coordinator

    Major International Bank - Long Island City, NY

    Qualifications 7+ years bank or financial services compliance training management and development experience, strong preference for AML Excellent writing and oral communication skills Strong organizational skills, attention to detail...

    4 days ago from IvyExec

  • Senior Compliance Officer- Latam Ethics Attorney -

    Jasper Media - Long Island City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... Identify and report trends, significant matters and compliance issues to senior management; Develop...

    7 days ago from ZipRecruiter