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Senior Compliance Officer jobs - Bronx, NY

Viewing 1 - 10 of 3,382 jobs

  • Senior Compliance Officer Data Mining AML

    Citi - Long Island City, NY

    the industry. DMG partners closely with Global AML Compliance Testing, AML Advisory and Compliance Advisory to ... findings and target areas for testing. The Compliance Data Mining Analytics Officer will be responsible for...

    30+ days ago from Citi

  • GIU Risk and Control Assessment Manager Sr Compliance Officer

    Citi - Jersey City, NJ

    promotes efficiency, reduces the risk, and helps ensure compliance with corporate policies, procedures, laws, and ... of risk and control assessments across Citi by: -Aligning senior manager responsibility for achieving business...

    3 days ago from Citi

  • Senior Compliance Officer - Private Equity Firm

    Compliance Search Group - New York City, NY

    roles: compliance monitoring, compliance advisory, central compliance and policy/regulatory compliance Comprehensive ... a top-tier prominent international private equity firm, is seeking a Senior Compliance Officer for their New York...

    6 days ago from eFinancial Careers

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch ... the financial services industry preferably in securities compliance or Sales Practice experience working with a...

    30+ days ago from Citi

  • Senior Compliance Officer- Investment Banking & Research

    Compliance Search Group - New York City, NY

    The responsibility of the IB and Research Compliance Officer is to provide primary compliance coverage, including ... to Equity Research. The IB and Research Compliance Officer is responsible for identifying, assessing, drafting...

    11 days ago from eFinancial Careers

  • Senior Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    Description The Compliance ICG Metrics Officer will work closely with the Directors of the functional areas and the ... As a senior member of Compliance, the candidate will collaborate with senior business and compliance leaders to design m...

    30+ days ago from Citi

  • Sr Compliance Officer

    Global Investment Mgmt Firm, New York, NY - New York City, NY

    to the Chief Compliance Officer (CCO). The Compliance Officer (CO) will also work closely with internal audit ... compliance program. Key Responsibilities / Duties : Annual compliance policies/procedures review. Compliance monitoring...

    24 days ago from ExecuNet

  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners - New York City, NY

    Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    8 days ago from eFinancial Careers

  • Senior Compliance Officer

    Human Resources Focused Consulting Firm - Manhattan, NY

    Dealer who are looking to recruit and Senior Compliance Officer. Client Details A growing US registered growing ... with the internal audit and department heads, the Senior Compliance Officer will coordinate the effort to...

    13 days ago from IvyExec

  • Senior Compliance Officer

    Russell Tobin & Associates - Stamford, CT

    research, sales and trading firm is looking for a Senior Compliance Officer for their Stamford, CT office. ... regulation Requirements: Minimum 5 years of experience in compliance Must have prior experience in Institutional...

    13 days ago from ZipRecruiter

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