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Senior Compliance Officer jobs - Berkeley Heights, NJ

Viewing 1 - 10 of 1,530 jobs

  • Senior Compliance Officer

    The Execu|Search Group - Manhattan, NY

    Senior position awaiting an experienced Compliance Officer with their growing staff. In this role, the Senior ... Financial Services Institution JOB DESCRIPTION The Senior Compliance Officer will be responsible for: *...

    30+ days ago from Execu-Search

  • Senior Compliance Officer - Retail Surveillance

    Compliance Search Group - New York City, NY

    A major global bank is seeking a Senior Compliance Officer, specifically in Retail Surveillance. Retail Surveillance ... the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch...

    30+ days ago from The Ladders

  • Sr Compliance Counsel, Privacy Officer

    Otsuka - Princeton, NJ

    and proprietary information Promote enterprise-wide compliance with state, federal and international privacy laws, ... governance, risk management, information security, and compliance Ensure appropriate policy and operational...

    10 days ago from CareerArc

  • Senior Fixed Income Compliance Officer

    Compliance Search Group - New York City, NY

    is seeking a mid to senior level Compliance Officer to provide real-time advice and support to front office ... personnel in a fast paced, high-pressure environment. The Compliance Officer will be responsible for covering the...

    3 days ago from eFinancial Careers

  • Senior Compliance Associate

    The Execu|Search Group - New York City, NY

    Department. Reporting directly to the firm’s Chief Compliance Officer (“CCO”), the Senior Compliance Associate ... Investment Management Firm JOB DESCRIPTION The Senior Compliance Associate will be responsible for: * Developing...

    13 days ago from Execu-Search

  • Control Room Compliance Officer

    Credit Suisse - - New York City, NY

    utilize various methods (e.g. team meetings; one on one; Compliance Bulletins , Annual compliance meetings) to ... Control Room Compliance...

    4 days ago from eFinancial Careers

  • Communications, Media and Technology, Management Consulting Finance Senior Manager

    Accenture - Florham Park, NJ

    * Interacts with senior Finance & Accounting management levels at a client and/or within Accenture, which involves negot ... * Minimum 5 years of experience in senior accountant/controllership roles working within or supporting clients within th...

    12 days ago from Military 2 Careers

  • Senior Compliance Officer

    Compliance Search Group - Red Bank, NJ

    a Compliance Officer, whom will report to the CCO. The Compliance Officer should have an understanding of the ... with investment adviser compliance and/or investment company compliance, and broker dealer compliance, (candidates...

    30+ days ago from The Ladders

  • Director, Branch BSA Compliance Officer

    BBVA - US - New York City, NY

    The Director of Branch BSA Compliance (BSA Director) is also the designed BSA Officer. The BSA Director is responsible ... and quarterly reports for Senior Management, US BSA Compliance Oversight, Branch Management committees and...

    24 days ago from eFinancial Careers

  • Markets Compliance Officer - Research

    The Execu|Search Group - New York City, NY

    Officer for their Research team. In this role, the Markets Compliance Officer will be responsible for implementing and ... of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees...

    18 hours ago from Execu-Search