Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Senior Compliance Officer jobs - Baytown, TX

Viewing 1 - 10 of 314 jobs

  • Senior Complex Risk Officer

    Morgan Stanley - Finance Industry - Houston, TX

    Description POSITION SUMMARY: The Senior Complex Risk Officer is responsible for a wide variety of supervisory, ... Regional Risk Officer should be directly involved. The Senior Complex Risk Officer role is a non-revenue sharing...

    1 day ago from VelvetJobs

  • Senior Project Manager

    Nw Recruiters - Houston, TX

    within the standards of project management methodologies. Senior PM defines project scope, captured in the services ... · Prepare and manage monthly reports to ensure SLA compliance · ITIL / PMP Certifications preferred · Financial and anal...

    7 days ago from ZipRecruiter

  • Compliance Analyst III — Houston or Shreveport

    Raymond James - Finance Industry - Houston, TX

    and analyze routine compliance reviews and provide general compliance support in an assigned business entity. Leads ... • Lead and/or participate in department initiatives generated from senior management round table meetings...

    2 days ago from VelvetJobs

  • Senior Tax Manager, CPA

    Crowl & Associates, Pllc - Conroe, TX

    the SENIOR TAX MANAGER duties are as follows: TAX COMPLIANCE & STRATEGY/PRACTICE MANAGEMENT & FIRM ... MANAGERIAL/LEADERSHIP - Supervise Senior and Staff Accountants; motivate staff through professional and technical reputa...

    20 days ago from ZipRecruiter

  • Senior Compliance Officer

    Infinity CS - Houston, TX

    Ideal Candidate for the SCO should have: 10 or more years compliance experience with a registered investment adviser, bank, or brokerage house Strong understanding of investment Code of Ethics, including Information Barrier, and Gifts and...

    17 days ago from Infinity CS


    City of Houston - Houston, TX

    vendors, service suppliers and their employees to monitor compliance with contract regulations. Perform administrative ... in reviewing and investigating contractors' adherence and compliance to terms and conditions of contractual...

    30+ days ago from

  • Global Compliance Analyst

    Phillips 66 - Houston, TX

    Compliance Analyst*will report to the Company’s Chief Compliance Officer within the Global Compliance & Ethics ... or with varying degrees of seniority * Certified Compliance & Ethics Professional (CCEP) certification...

    16 days ago from Phillips 66

  • Compliance Coordinator (Bilingual-Vietnamese)

    Sigue - Houston, TX

    violations or potential violations to Regional Compliance Officer Able to document and present confidential findings ... field work directed by the Regional Compliance Officers or Compliance Manager in Agent Anti-Money Laundering Training...

    29 days ago from Sigue Corp

  • Director, Compliance

    Reliant Energy - Houston, TX

    the company compliance program; provide leadership to the compliance department. * Provide guidance to senior ... compliance; review and report results of ethical issues to senior management; prepare presentations and trainings as...

    30+ days ago from Reliant Energy

  • Mortgage Bank Compliance Manager - Excellent Opportunity

    One Force Staffing - Houston, TX

    and implementing policies and procedures to be in compliance with state and federal regulatory agencies. ... and quality control teams.Provide proactive guidance to senior management in identifying compliance risk.Direct and...

    30+ days ago from One Force Staffing, Inc

Post a Job on

Post a Job

Reach millions of talented professionals