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Senior Compliance Officer jobs

Viewing 1 - 10 of 533 jobs

  • Senior Compliance Officer

    Metro Search Partners - New York City, NY

    business units and functions regarding BSA and Markets Compliance. Ensure all stakeholder engagement activities is ... external compliance obligations. Work with other specialist compliance subject matter experts, eg Divisional Risk,...

    2 days ago from ZipRecruiter

  • Senior Compliance Officer

    RS Investments - San Francisco, CA

    closely with the Chief Compliance Officer, and members of Compliance, Legal, HR, Operations, Technology, and Product ... Key Responsibilities • Assist the Chief Compliance Officer in implementing the Investment Adviser compliance...

    8 days ago from ZipRecruiter

  • Chief Compliance Officer

    Geary Kornelik & Associates - Chicago, IL

    Job Description: Description Position: Chief Compliance Officer has primary responsibility to oversee a bank-wide ... Bank Secrecy Act/OFAC, Fair Lending and Consumer Protection Officer. Management of all compliance staff, perm or...

    29 days ago from ZipRecruiter

  • VP, Sr. Compliance Officer (00890347)

    APA International Placement Consultants - New York City, NY

    Compliance Officer to join their team and support the Chief Compliance of the bank. The ideal candidate will have ... * 4-7 years of experience with compliance reporting, to compliance Sr. Management * JD a plus * Legal and Compliance...

    1 day ago from eFinancialCareers Ltd

  • Senior Compliance Officer

    Robert Half Legal - Benicia, CA

    Robert Half Legal is looking for a Senior Compliance Officer for our East Bay client in the insurance business. This ... property and casualty [P&C]) or other regulatory compliance experience; Chartered Property Casualty...

    23 days ago from Robert Half Legal

  • Senior Compliance Officer - Investment

    Huxley Banking & Financial Services - Boston, MA

    This Senior Compliance Officer position will play a critical role in the oversight of the company's investment ... As a senior within the oversight group, the Compliance Officer will work closely with managers across compliance to...

    30+ days ago from Huxley Banking & Financial Services

  • Senior Compliance Officer- Surveillance (00889880)

    Compliance Search Group - Jersey City, NJ

    Senior Compliance Officer- Surveillance * Salary: 100-150k base plus bonus * Location: Jersey City, NJ, USA * Job Type: ... on: 19 Dec 14 A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance...

    5 days ago from eFinancialCareers Ltd

  • Senior Markets Compliance Officer

    Michael Page - New York City, NY

    Compliance for the Americas.Key Responsibilities: The Senior Markets Compliance Officer will be accountable for ... and procedures).Responsible for managing one or two compliance officer(s). Ensure all compliance manuals,...

    30+ days ago from Michael Page

  • Senior Compliance Officer

    Robert Half International - Benicia, CA

    Robert Half Legal is looking for a Senior Compliance Officer for our East Bay client in the insurance business. This ... property and casualty [P&C]) or other regulatory compliance experience; Chartered Property Casualty...

    22 days ago from Global Compliance Jobs

  • Senior Awards & Compliance Officer

    " " - Washington, DC

    www.psi.org . PSI seeks a Senior Awards and Compliance Officer to support our Acquisition Awards portfolio, ... This position reports to the Senior Manager, Awards & Compliance. RESPONSIBILITIES : Administration : Monitor and...

    3 days ago from Disabled Persons

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