Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Senior Compliance Officer jobs

Viewing 1 - 10 of 568 jobs

  • Senior Manager, Business Compliance

    Matthews International Capital Management - San Francisco, CA

    TITLE: Senior Manager, Business Compliance LOCATION: San Francisco, California REPORTING RELATIONSHIPS: This position ... of regulatory examinations; and Assist CCO and senior management with special compliance projects. Qualifications:...

    7 days ago from eFinancial Careers

  • Senior Compliance Officer

    Bliss Lawyers - Chicago, IL

    a permanent, full-time senior registered funds compliance officer role in a Chicago financial services company. The ... compliance officer to work with the company's global chief compliance officer on various other projects. The person...

    4 days ago from ZipRecruiter

  • Senior Compliance Officer

    RS Investments - San Francisco, CA

    closely with the Chief Compliance Officer, and members of Compliance, Legal, HR, Operations, Technology, and Product ... Key Responsibilities • Assist the Chief Compliance Officer in implementing the Investment Adviser compliance...

    14 days ago from ZipRecruiter

  • Senior Manager, Investment Management Compliance

    Matthews International Capital Management - San Francisco, CA

    TITLE: Senior Manager, Investment Management Compliance LOCATION: San Francisco, California REPORTING RELATIONSHIPS: ... of regulatory examinations; and Assist CCO and senior management with special compliance projects. Qualifications:...

    7 days ago from eFinancial Careers

  • Sr. Reporting Analyst

    Open Systems Technologies - New York City, NY

    Cycle Time Recruiting Cycle Time Preferred Supplier Compliance Activity Levels (terms, data changes, new onboarding, etc) Quarterly summary decks by Leadership Level reviewing activity levels and trending. Required Background: 5-7 years...

    17 days ago from ZipRecruiter

  • Chief Compliance Officer

    Geary Kornelik & Associates - Chicago, IL

    Job Description: Description Position: Chief Compliance Officer has primary responsibility to oversee a bank-wide ... Bank Secrecy Act/OFAC, Fair Lending and Consumer Protection Officer. Management of all compliance staff, perm or...

    5 days ago from ZipRecruiter

  • Senior Compliance Officer - Broker/Dealer

    Selby Jennings - Washington, DC

    I was just released a role with a Broker/Dealer that is looking to bring on a Senior Compliance Officer ... The Compliance Officer will be responsible for overseeing the regulatory initiatives of the firm, managing compliance ri...

    1 day ago from Selby Jennings

  • Senior Compliance Officer

    Robert Half Legal - Benicia, CA

    Robert Half Legal is looking for a Senior Compliance Officer for our East Bay client in the insurance business. This ... property and casualty [P&C]) or other regulatory compliance experience; Chartered Property Casualty...

    30+ days ago from Robert Half Legal

  • Senior Compliance Officer

    Robert Half International - Benicia, CA

    Robert Half Legal is looking for a Senior Compliance Officer for our East Bay client in the insurance business. This ... property and casualty [P&C]) or other regulatory compliance experience; Chartered Property Casualty...

    30+ days ago from Global Compliance Jobs

  • Senior Markets Compliance Officer

    Michael Page - New York, NY

    Compliance for the Americas.Key Responsibilities: The Senior Markets Compliance Officer will be accountable for ... and procedures).Responsible for managing one or two compliance officer(s). Ensure all compliance manuals,...

    30+ days ago from Michael Page

Post a Job on BusinessWeek.com

Post a Job

Reach millions of talented professionals