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Senior Compliance Officer jobs

Viewing 1 - 10 of 309 jobs

  • Senior Trading Compliance Officer

    Access Staffing - New York City, NY

    and investment banking firm seeks candidates to join their Compliance Department. Responsibilities will include: ... years compliance experience, including equities trading compliance Exposure to monitoring OTC securities (pink sheets...

    30+ days ago from TheLadders.com

  • Compliance MIS Analyst

    Leumi USA - New York City, NY

    Compliance Administration Unit in support of the overall Compliance function - Work with Business Unit Compliance ... The Compliance MIS Analyst will report to the Deputy Chief Compliance Officer Primary responsibilities for this role...

    17 days ago from Doostang

  • ISSO (Information System Security Officer), Senior with Security Clearance

    ManTech International - Oxnard, CA

    all security-related incidents to the ISSM and Security Officer Initiating, with approval of the ISSM, protective or ... information system Conducting periodic reviews to ensure compliance with the SSP Ensuring configuration management...

    8 days ago from ClearanceJobs.com

  • Chief Operating Officer

    Washington, DC

    plans Oversee business policies, accounting practices, and compliance with non-profit status Review and analyze ... employee Personnel Manual Regulatory oversight and legal compliance Qualifications This is a senior executive...

    15 days ago from IvyExec

  • Senior Trading Compliance Officer

    Lang Search Partners - New York City, NY

    This individual will act as the Senior Trading Compliance Officer for a global, independent, institutional brokerage and ... directly to this individual, who will report to the Chief Compliance Officer. Qualifications: BA or BS degreerequired...

    30+ days ago from TheLadders.com

  • Senior Investment Officer - Leading Real Estate Investment Trust

    Ventas - Chicago, IL

    or acquisitions Network and build relationships with senior executive decision makers at target companies and ... with other departments, including accounting, REIT compliance, tax and legal Being a highly visible ambassador...

    18 days ago from Doostang

  • Senior Information Systems Security Officer (ISSO)-11550 with Security Clearance

    Camber - Washington, DC

    hasan opening for a Senior Information Systems Security Officer (ISSO) located in Washington, DC. The Senior ISSO ... the re dedication of identified risks Verify the security compliance of the offices and become directly involved, with...

    8 days ago from ClearanceJobs.com

  • Anti - Money Laundering Compliance Officer / Sanctions Spec

    Compliance Search Groupfinancial Services - Los Angeles, CA

    Anti-Money Laundering Compliance Officer/Sanctions Specialist A top global bank seeks a Senior AML Compliance Officer ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    30+ days ago from TheLadders.com

  • Compliance Officer- Municipal- VP

    Compliance Search Group - New York City, NY

    Compliance Officer- Municipal- VP A Global Investment Bank seeks a Vice President level Compliance Officer who will ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    27 days ago from TheLadders.com

  • VP Senior Manager Regulatory Compliance

    HSBC - New York City, NY

    Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources ... management of AVP Regulatory Compliance and Regulatory Compliance Officer staff. Management of Risk (Operational Risk...

    30+ days ago from TheLadders.com

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