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Senior Compliance Officer jobs

Viewing 1 - 10 of 179 jobs

  • Sr Engineer, Quality Assurance

    Aerojet Rocketdyne - Camden, AR

    and Customers as required. Serve as the overall Compliance Officer for assigned Program(s). 50%-Oversee all Quality ... First Article Inspections & Ensure Compliance to all TDP and contractual...

    5 days ago from Aerojet Rocketdyne

  • Senior Compliance Officer

    New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to portfolio managers and traders with regard to trading activities in the equity, fixed income, commodity, derivative and foreign...

    17 days ago from IvyExec

  • Senior Compliance Officer

    RS Investments - San Francisco, CA

    the Compliance ManualPeriodically provide senior management personal trading reportsKnowledge of ... closely with the Chief Compliance Officer, with members of Compliance, Legal, HR, Management and product teamsKey...

    30+ days ago from Doostang

  • Associate in Forensic - Compliance & Monitoring

    Compliance Search Group - New York City, NY

    relationships Qualifications: • One year of AML compliance or corporate intelligence, due diligence, and/or compliance ... track record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    30+ days ago from TheLadders.com

  • Senior Compliance Operations Officer â?? AAR Review

    New York City, NY

    candidate is a self-starter, responsible, and demonstrates compliance knowledge in working with international AML ... with senior managementUnderstanding of the regulatory compliance control environment as well as the implications...

    20 days ago from IvyExec

  • Alternative Investments- Compliance Officer

    Compliance Search - Los Angeles, CA

    senior advisors to ensure activities are captured by the compliance program, as applicable; and Administering the LRN ... well regarded alternative investments firm that is based in downtown Los Angeles, is seeking a Senior Compliance...

    30+ days ago from Doostang

  • Global Compliance Operations Quality Testing Compliance Officer

    New York City, NY

    results. The Quality Testing Compliance Compliance Officer will be expected to liaise with Senior Management and ... will operate under the supervision of the Compliance Manager and may receive guidance from the Senior Compliance...

    17 days ago from IvyExec

  • Governance, Risk Management & Compliance (GRC) Officer |

    Root Capital - Cambridge, MA

    legal and compliance mattersa The Officer will also manage compliance functions, contribute to cross-functional ... supporters DirectorManage compliance regime to facilitate compliance with federal, state, and international laws, as...

    30+ days ago from Doostang

  • Registration & Licensing Compliance Officer, Global Compliance Operations

    Newark, DE

    individual will communicate regularly with Senior Compliance Management, Business Partners, Registration Operations, ... Degree3+ years experience in Insurance Licensing, Compliance, or banking operationsDemonstrated team building and people...

    20 days ago from IvyExec

  • Compliance MIS Analyst

    Leumi USA - New York

    compliance or related experience- Work with Business Unit Compliance Officers and Business Partners to educate and ... Compliance MIS Analyst will report to the Deputy Chief Compliance Officer- Enthusiastic, self-motivated, effective...

    30+ days ago from Doostang

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