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Senior Compliance Officer jobs

Viewing 1 - 10 of 533 jobs

  • Surveillance Compliance Officer

    Financial Services Company - New York, NY

    Surveillance Compliance Officer In connection with regulatory reform under Title VII of the Dodd-Frank Wall Street ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    30+ days ago from TheLadders.com

  • Senior Compliance Officer

    RS Investments - San Francisco, CA

    the Compliance ManualPeriodically provide senior management personal trading reportsKnowledge of ... closely with the Chief Compliance Officer, with members of Compliance, Legal, HR, Management and product teamsKey...

    4 days ago from Doostang

  • Deputy/Senior Associate Compliance Officer

    New York University - New York, NY

    government regulatory compliance and laws Experience in compliance or related area Required experience: 5+ ... and complex concepts The Deputy/Senior Associate Compliance Officer will work directly with the University Compliance...

    30+ days ago from Doostang

  • Medicare Compliance Officer

    Mms Group - Reno, NV

    MEDICARE COMPLIANCE OFFICERS TWO POSITIONSUnique opportunity to be entrusted with building a corporate compliance ... MA Compliance Officer for each region will establish the compliance and privacy functions in accordance with all...

    10 days ago from CareerVitals.com Healthcare Job Board

  • Compliance Officer

    Houston, TX

    senior management informed of the Companyâ??s corporate compliance activities. Works with the Human Resources ... training for all employees and managers.Requirements of Compliance Officer include: J.D. from an accredited law...

    16 days ago from IvyExec

  • Assistant Compliance Training Officer

    International Bank - New York, NY

    major international bank, is currently seeking an Assistant Compliance Training Officer–to join their Compliance ... assist the Compliance Training Officer in administering compliance and non-compliance training initiatives/plans...

    30+ days ago from TheLadders.com

  • Alternative Investments- Compliance Officer

    Compliance Search - Los Angeles, CA

    senior advisors to ensure activities are captured by the compliance program, as applicable; and Administering the LRN ... well regarded alternative investments firm that is based in downtown Los Angeles, is seeking a Senior Compliance...

    12 days ago from Doostang

  • Assistant General Counsel-Compliance

    Leading Law Firm - Charlotte, NC

    Senior Management. The hired attorney will manage the compliance process, including document various contracts and ... The candidate must have at least 3 years as a Compliance Officer or comparable big law firm experience. Additionally,...

    15 days ago from IvyExec

  • Senior Compliance Associate, Institutional Marketing

    Los Angeles, CA

    International finance firm is seeking a Senior Compliance Associate. This role will be specifically focused on ... Advisers Act as necessary. Work closely with the Chief Compliance Officer, firm’s portfolio managers, research staff,...

    30+ days ago from TheLadders.com

  • Alternative Investments- Compliance Officer

    Alliance Search Firm - Los Angeles, CA

    senior advisors to ensure activities are captured by the compliance program, as applicable; and Administering the LRN ... firm that is based in downtown Los Angeles, is seeking a Senior Compliance Analyst Required experience: 2 - 5...

    30+ days ago from Doostang

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