Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Senior Compliance Officer jobs

Viewing 1 - 10 of 466 jobs


    BNP Paribas Investment Partners - New York City, NY

    Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    13 days ago from eFinancial Careers

  • Global Chief Compliance Officer- Broker Dealer

    Michael Page International - US - New York City, NY

    Description The Head of Compliance * Point of contact for all exams/inquiries & audits * cover all entities and manage s ... the global operation. The role sits in the NYC office and requires a senior level of broker dealer compliance...

    18 days ago from eFinancial Careers

  • Senior Director Compliance

    Leading Medical and Pharmaceutical Company - Boston, MA

    international laws) Requirements of Senior Director Compliance include: Advanced degree JD preferred Current ... Officer for a life sciences company Relevant international compliance experience Proven managerial experience , ,...

    17 days ago from IvyExec

  • Chief Compliance Officer

    California Broker Dealer - Central, CA

    candidate to fill the position of Chief Compliance Officer (CCO). The CCO is responsible for the development, ... experience as Senior Compliance Officer with a SEC Registered Investment Advisor and/or FINRA registered...

    6 days ago from ZipRecruiter

  • Senior Director, Compliance - Global Clinical Development

    Not-for-profit Science Advancement Organization - Marlborough, MA

    of responsibility to Sunovion s Chief Compliance and Ethics Officer and other appropriate key stakeholders. Proactively ... in full concurrence with the Chief Compliance and Ethics Officer. Identify, report and manage relevant metrics to...

    30+ days ago from IvyExec

  • Compliance Officer – Counsel

    Leading Energy Company - Houston, TX

    and senior management informed of the Company s corporate compliance activities. Works with the Human Resources ... training for all employees and managers. Requirements of Compliance Officer include: J.D. from an accredited law...

    17 days ago from IvyExec

  • Sr Risk Officer

    BBVA Compass - Atlanta, GA

    overseeing the Model Governance program and this program's compliance with regulatory requirements, including SR 11-7 and OCC 2011-12. This role will support the execution of the Bank's model validation process and ensure the ongoing...

    30+ days ago from Professional Diversity Network

  • corporate-vice-president-safety-assessment-amp-senior-scientific-officer

    Charles River Laboratories - Wilmington, MA

    Provide oversight and strategic direction to all Safety Assessment activities, and provide input to the QA/Compliance fu ... pharmaceutical drug development process, including senior management experience in a pharmaceutical or biotechnology...

    30+ days ago from Professional Diversity Network

  • Senior Compliance Officer-Antitrust Compliance

    JPMorgan Chase - New York City, NY

    asset management, and private equity. J.P. Morgan seeks a compliance officer for its Global Antitrust Compliance ... **Organization:** **CORPORATE SECTOR* **Title:** *Senior Compliance Officer-Antitrust Compliance* **Location:**...

    9 days ago from JPMorgan Chase

  • Senior Compliance officer - Hedgefund - New York - $900perday

    Huxley Banking & Financial Services - New York

    compliance officer" OR CCO OR "chief compliance officer" New York Finance"corporate credit" OR CD'S OR "credit default ... Many thanks , , "compliance officer" OR CCO OR "chief compliance officer" New York Finance"corporate credit" OR...

    19 days ago from Huxley Banking & Financial Services

Post a Job on

Post a Job

Reach millions of talented professionals