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Senior Compliance Officer jobs

Viewing 1 - 10 of 1,250 jobs

  • Senior Compliance Officer Fair Lending

    Citi - Long Island City, NY

    has responsibility for the enterprise-wide fair lending Compliance program that spans across Citi’s US lending ... * Education: Master's Degree * Job Function: Compliance and Control * Travel Time: Yes, 10 % of the Time * Job...

    9 days ago from Citi

  • Senior Equity Compliance Officer

    Nomura Securities International - New York City, NY

    10b-18. Experience with operational and financial compliance matters such as short interest reporting, ... and management personnel. Develop, enhance, and implement compliance and supervisory policies and procedures.

    29 days ago from OneWire

  • Vice President and Chief Corporate Compliance Officer

    Executive Healthsearch - Brooklyn, NY

    The Corporate Compliance Officer oversees the Corporate Compliance Program functioning as an independent and ... President, Chief Operating Officer, Legal Counsel, and senior management on matters relating to compliance.

    21 days ago from The Ladders

  • Senior Equity Compliance Officer

    Nomura - Entertainment and Media Industry - New York City, NY

    • Experience with operational and financial compliance matters such as short interest reporting, Regulation T and ... • Develop, enhance, and implement compliance and supervisory policies and procedures. • Oversight of equity...

    30+ days ago from VelvetJobs

  • Compliance Change PMO - AVP

    Barclays - New York, NY

    and governance, and reporting status information to the Compliance Team and senior Compliance stakeholders. The ... end-to-end ownership of critical risks and issues impacting Compliance. Support, as part of the wider Compliance Change...

    30+ days ago from Professional Diversity Network

  • Government and Political Activity Compliance Officer

    Leading Global Financial Services Firm - New York City, NY

    Responsibilities The Government and Political Activity Compliance Officer will: - Execute various aspects of ... business clients and senior management within Legal and Compliance Skills Desired - Capital markets...

    30+ days ago from IvyExec

  • Senior Vice President/Chief Risk Officer

    Leading Financial Services Firm - Phoenix, AZ

    to fill the role of Senior Vice President/Chief Risk Officer. As a key member in the Senior Management Team, this ... The Senior Vice President/Chief Risk Officer must possess strong leadership and problem resolution skills, as well as au...

    30+ days ago from IvyExec

  • Senior Operations Officer - Wealth Advisory

    Provider of Financial Services To Emerging and Mature Companies - San Francisco, CA

    suite. Assist business leadership with Internal Audit, Compliance, Business Continuity Management, and external ... Demonstrate the ability to communicate to all levels of staff, senior management and business vendors/partners...

    17 days ago from IvyExec

  • AVP,Sr Compliance Officer

    JPMorgan Chase - Jersey City, NJ

    Job Details AVP, Sr Compliance Officer, Corporate Fair Lending - Jersey City, NJ. Establish thorough understanding of ... default processes & Fair Lending environ, & applying it to compliance needs of bus. Access & pull loan level data using...

    9 days ago from 14 WFIE

  • Senior Compliance Officer Treasury and Trade Services

    Compliance Search International - New York City, NY

    Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control ... candidate will also be expected to initiate and coordinate compliance-focused projects ranging from regulatory guidance...

    30+ days ago from Compliance Search Group

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