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Senior Compliance Officer jobs

Viewing 1 - 10 of 260 jobs

  • Chief Compliance Officer, Legal Counsel, and Human Resources - Ohio-based Money Management Firm

    Meeder Investment Management - Dublin, OH

    to all Legal and Compliance matters and acts as Chief Compliance Officer for the three Registered Investment ... grow the businessPrimary Responsibilities: Chief Compliance Officer for the firms Registered Investment Advisers Directs...

    30+ days ago from Doostang


    BBVA Compass - Atlanta, GA

    overseeing the Model Governance program and this program's compliance with regulatory requirements, including SR 11-7 ... and to present the findings of these validations to senior management. Learn and adapt in an unexplored field...

    30+ days ago from

  • Deputy/ Senior Associate Compliance Officer

    Herc - New York, NY

    in a broad range of international government regulatory compliance and laws Required Knowledge, Skills, and Abilities: In depth understanding of federal, state and local legislation, ability to read, interpret complex regulatory and legal...

    21 days ago from Doostang

  • Chief Compliance Officer and Corporate Counsel

    Afognak Native - Anchorage, AK

    Compliance Officer and Corporate Counsel reports to the Senior Vice President, Legal & General Counsel.Duties: ... program among senior managers, and provide advice on compliance and ethics matters. Assist the senior managers in...

    14 days ago from CareerBuilder

  • Senior Compliance Officer

    Global Securities, Investment and Retail Banking Firm - Seattle, WA

    The Senior Compliance Office r position is for the Company Brokerage/Investment Advisor Compliance Department and will r ... findings and formulating conclusions in written reports on compliance assessments, required schedules, worksheets and...

    25 days ago from IvyExec

  • Chief Compliance Officer

    Fort Worth, TX

    Chief Compliance OfficerThe Chief Compliance Officer (CCO) will oversee the Corporate Compliance Program, functioning as ... management program to further a culture that prioritizes compliance behavior* Provide reports to senior management on...

    30+ days ago from CareerBuilder

  • Senior Compliance Officer

    Leading Insurance Company - Norwalk, CT

    compliance professional to serve as Business Compliance Officer (BCO) for Pharmacy and lead the Group and Specialty ... to communicate effectively with senior leaders in law, compliance and the business. The candidate must also...

    30+ days ago from IvyExec

  • Sr. Compliance Officer

    New York, NY

    asset management, and private equity. The Global Compliance Operations team is responsible for supporting and ... or department Qualifications: 3 - 5 years experience in Compliance, KYC, or AML investigations Team Lead or...

    30+ days ago from IvyExec

  • Compliance Risk Assessment Officer

    Leading Global Financial Services Firm - New York, NY

    enterprise-wide Compliance Risk Assessments for the Global Compliance Department, for the Legal and Compliance Division ... of the Risk and Control Self-Assessment to senior Legal and Compliance Management. - Developing enterprise solutions for...

    19 days ago from IvyExec

  • Senior Awards and Compliance Manager

    Non Profit Organization - Washington, DC

    PSI seeks a Senior Awards and Compliance Manager to provide technical oversight and senior management oversight to the ... capacity.Supervisory Responsibilities:Directly supervise Senior Award & Compliance Officers in accordance with the...

    3 days ago from IvyExec

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