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Senior Compliance Officer jobs

Viewing 1 - 10 of 10,387 jobs

  • Senior Compliance Officer Manager Mortgage Testing

    Citi - Irving, TX

    Global Compliance Testing standards, in order to provide senior management with comprehensive end-to-end assessments ... Compliance Testing officers in accordance with the Global Compliance Testing standards. Ensure the testing team...

    4 days ago from Citi

  • Senior Compliance Officer, Vice President

    MUFG - Los Angeles, CA

    Bank compliance teams and the central compliance testing group; Further develop, revise and maintain CMCBC testing ... exams involving CMCBC business units or Compliance; Prepare management reports regarding results of compliance testing...

    16 days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    25 days ago from eFinancial Careers

  • Compliance Officer I Compliance Counsel

    Loan Depot - Walpole, MA

    Compliance Officer / Compliance Counsel Job Functions The Compliance Officer / Compliance Counsel for Mortgage Master wi ... and perform compliance testing and monitoring (as appropriate) to determine compliance with state or federal laws or reg...

    13 days ago from Loan Depot

  • Senior Compliance Officer Consumer Testing (Project)

    Citi - Irving, TX

    DescriptionThe Senior Compliance Officer is responsible for leading cross business programs, projects and initiatives ... essential leader in the department, the Senior Compliance Officer will contribute to the resolution of business...

    5 days ago from Citi

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... directly with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include...

    9 days ago from The Ladders

  • Senior Global Sourcing Specialist

    Duff & Phelps - Philadelphia, PA

    * Correspond with employees in matters relating to T&E compliance issues or policy exceptions * Review reports ... Sourcing, Corporate Controller or the Chief Financial Officer Requirements: * Bachelor’s degree in business...

    20 days ago from Duff & Phelps

  • Chief Compliance Officer

    Robert Half International - New York City, NY

    Compliance Officer (CCO) will be responsible for overall compliance and regulatory oversight of all business lines, ... • Advise Senior Management of compliance risks and best practices, covering potential new business lines,...

    2 days ago from eFinancial Careers

  • Sr. Processor- Renovation 203K

    Loan Depot - Walpole, MA

    with information and documentation requirements with loan officer. * Validate information to ensure qualifications are ... Knowledge/Ability: * Complete understanding of the legal, compliance and Investor requirements of residential mortgage p...

    17 days ago from Loan Depot

  • Senior Operations Risk Specialist, Vice President

    Union Bank - Los Angeles, CA

    vendors and information security risk. The Senior Risk Analyst supports the Finance operational risk ... support owners, module owners, Business Compliance Officer (BCO) and management as appropriate] Ad hoc or special...

    10 days ago from Union Bank

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