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Senior Compliance Officer-Avp jobs

Viewing 1 - 10 of 315 jobs

  • Junior Business Line Compliance Officer, AVP

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... materials Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    1 day ago from Mitsubishi UFJ Financial Group

  • Senior Director Finance Performance Improvement

    HCA Healthcare - Franklin, TN

    the finance strategies of the PI organization. The Senior Director Finance supports the PI AVP Finance by ... facility trackers are accurate. • Ensures compliance with PI departmental policies and procedures dealing with...

    28 days ago from HCA Healthcare

  • Compliance Analyst - HCA Physician Services Group

    HCA Healthcare - Brentwood, TN

    Compliance Analyst The Compliance Analyst contributes to compliance program development by onboarding new Physician ... of Ethics and Compliance Officer or Assistant Ethics and Compliance Officer role. Ensure appropriate access assigned...

    28 days ago from HCA Healthcare

  • Bank Compliance Officer (AVP)

    Deutsche Bank - US - New York City, NY

    will include: Supporting the development by Compliance senior management of an IHC Compliance Program by: ... and implementing MIS, Dashboard and other reports of compliance performance to senior management within Compliance...

    13 days ago from eFinancial Careers

  • Alternative Investments Compliance Officer AVP / VP - S

    Compliance Search Group - Raleigh, NC

    Management business units • Provide back-up to senior compliance advisory coverage officer overseeing other business ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    30+ days ago from The Ladders

  • AVP Senior Compliance Data Governance Officer

    Major Banking and Financial Services Company - New York City, NY

    definitions and Compliance usage for all data used for Compliance from source system to Compliance Operational Data ... Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    8 days ago from IvyExec

  • Risk Officer - Basel iii Governance/Controls - AVP

    Deutsche Bank - US - New York City, NY

    III program management, senior management, oversight committees and Boards of Directors, as needed Develop and ... regulatory reporting, compliance or financial reporting in the financial services industry with either a leading...

    14 days ago from eFinancial Careers

  • AVP Senior Compliance Risk Assessment Officer, Regulatory Compliance

    Major Banking and Financial Services Company - New York City, NY

    to laws and regulations impacting the business to senior Compliance and business management. Demonstrates strong ... the Head of Group Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance...

    8 days ago from IvyExec

  • Portfolio Trading Compliance Manager AVP / VP

    Compliance Search Group - San Francisco, CA

    Compliance Manager who will be responsible for acting as a senior resource in investment surveillance and a senior ... the firm’s institutional accounts to ensure compliance with client guidelines. • Investigate compliance issues as needed...

    29 days ago from The Ladders

  • Listed Derivatives Compliance Officer (AVP/VP)

    Deutsche Bank - New York City, NY

    Compliance and Government & Regulatory Affairs** Our Legal, Compliance and Government & Regulatory Affairs department ... + Provide regulatory/compliance training as needed\...

    4 days ago from