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Senior Compliance Officer-Avp jobs

Viewing 1 - 10 of 225 jobs

  • Senior Compliance Analyst - AVP

    Compliance Search Group - New York City, NY

    Compliance Analyst-AVP A global investment manager seeks a Senior Compliance Analyst to assist the Legal and Compliance ... implementation and monitoring of the firm’s overall compliance program to ensure compliance with client guidelines...

    12 days ago from The Ladders

  • Compliance Change PMO - AVP

    Leading Global British Investment Bank - New York City, NY

    and governance, and reporting status information to the Compliance Team and senior Compliance stakeholders. The ... end-to-end ownership of critical risks and issues impacting Compliance. Support, as part of the wider Compliance Change...

    3 days ago from IvyExec

  • Compliance OfficerAVP / VP – Global Strategy Program Manager

    Technology Management Services - New York City, NY

    Compliance functions. Coordinate with other areas of Compliance, Infrastructure, and the Business on various ... Management Group, Regional Management, Compliance Senior Management, and others regarding regulatory inquiries,...

    11 days ago from ZipRecruiter

  • AVP/Senior AML Compliance Associate

    New York City, NY

    the Legal function, which manages legal risk, and the Compliance function, which manages compliance and regulatory ... through report preparation and review of minutes Support BSA/AML Team Leader and Compliance Unit Head in development and...

    26 days ago from IvyExec

  • Investment Banking Compliance â?? AVP/VP

    Leading Global British Investment Bank - New York City, NY

    reviews and compliance checks. Interact with and present to senior compliance and front office personnel on relevant ... with other IBD Syndicate Compliance officers regarding: Compliance-related advice and effective solutions for...

    3 days ago from IvyExec

  • AVP â?? Senior Audit Associate

    Global Asset Management Firm - New York City, NY

    Position We are seeking a seeking a Senior Audit Associate/AVP with strong business and/or audit experience to join our ... Sales and Marketing, Regulatory and Investment Compliance, across various disciplines, e.g., Fixed Income,...

    21 days ago from IvyExec

  • Compliance Headcount & Infrastructure - AVP

    Leading Global British Investment Bank - New York City, NY

    Management and Strategy, Barclays Human Resources and Compliance management teams. The function new and requires ... Business Partners Establish strong network within the compliance function Provide input into functional...

    3 days ago from IvyExec

  • AVP - Compliance

    Human Resources Focused Consulting Firm - New York City, NY

    The AVP - Compliance will work in an evolving regulatory environment to assist the Compliance Department in developing ... compliance projects and other tasks as assigned by more senior Compliance officers Qualifications At least 5 years...

    11 days ago from IvyExec

  • AVP Senior Compliance Officer- Asset Management Marketing

    HSBC Holdings - New York City, NY

    significant compliance issues and trends to business unit senior management, HNAH Compliance management and Group ... Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and...

    30+ days ago from HSBC Holdings plc

  • Senior Compliance Officer

    JPMorgan Chase - Tampa, FL

    banking related rules and regulations in order to verify compliance with those requirements. The Senior Compliance ... **Job:** **Compliance** **Organization:** **CORPORATE SECTOR** **Title:** **Senior Compliance Officer** **Location:** **...

    22 days ago from JPMorgan Chase

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