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Senior Compliance Officer jobs

Viewing 1 - 10 of 17,024 jobs

  • Corporate Chief Security Officer

    New York City, NY

    teams. RESPONSIBILITIES: Serve as an expert advisor to senior management in the development, implementation and ... security trends and evolving technologies and keep senior management informed about related information...

    9 days ago exclusively on BusinessWeek

  • IT Compliance Senior Engagement Manager(249491)

    Kaiser Permanente - Pleasanton, CA

    and operation to sustain compliance with KP and regulatory compliance requirements. The IT Compliance Consultant / ... compliance systems and initiatives to enable organizational compliance. The scope of this role includes compliance with...

    27 days ago from Kaiser Permanente

  • Senior Compliance Officer

    Tenet Healthcare - Frisco, TX

    Compliance Officer (SCO) provides support to the Chief Compliance Officer in managing the compliance department ... to Conifer's senior leadership team on matters related to compliance with laws and regulations. -Develop compliance...

    20 days ago from Tenet Healthcare

  • 126210 Sr Compliance Officer (Vice President)

    Mitsubishii UFJ Financial Group - San Diego, CA

    Keep Compliance Team Leader and/or Chief Compliance Officer informed of compliance issues * Prepare and potentially ... present reports to management regarding status of compliance in areas of compliance focus Qualifications * Minimum...

    2 days ago from Mitsubishii UFJ Financial Group

  • Senior Compliance officer- Investment Manager (00818864)

    National Recruiting Group - New York City, NY

    Asset Management Compliance * Broker Dealer Compliance Officer * Regulatory Compliance Officer * Compliance Officer - ... Sanctions (OFAC) Compliance Officer * Senior Compliance Officer- Hedge Fund * VP Equity Sales & Trading Compliance...

    12 days ago from eFinancialCareers Ltd

  • Senior Trading Compliance Officer

    Access Staffing - New York City, NY

    and investment banking firm seeks candidates to join their Compliance Department. Responsibilities will include: ... years compliance experience, including equities trading compliance Exposure to monitoring OTC securities (pink sheets...

    30+ days ago from

  • Sr. Compliance Officer

    Tampa, FL

    Compliance Officer role will be responsible for evaluating compliance needs within projects and help guide the business ... and audits Support branch issues from a legal/compliance perspective Qualifications Strong working...

    17 days ago from IvyExec

  • Senior Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    Qualifications* Bachelors degree in finance, economics, or a related field.* 8 plus years of compliance and/or regulator ... of any necessary improvements.* Determine material non-compliance risks related to the company's relevant...

    15 days ago from VelvetJobs

  • Sr. Bank Compliance Officer, CRCM

    Community Bank - San Antonio, TX

    Compliance Officer. Excellent benefits relocation expenses paid, and a six figure salary will be offered to the ... resource for all compliance-related activities; Monitors compliance programs to ensure adequacy; Conducts the Bank’s...

    2 days ago from ZipRecruiter

  • Sr Compliance Officer - Privacy Office

    Mitsubishii UFJ Financial Group - San Francisco, CA

    the Chief Privacy Officer and Manager within the MUB Compliance Department. The Senior Compliance Officer will be ... protection, compliance operations. Additionally, the Senior Compliance Officer will be responsible for testing,...

    7 days ago from Mitsubishii UFJ Financial Group

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