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Senior Compliance Associate jobs - New York, NY

Viewing 1 - 10 of 1,948 jobs

  • Regulatory Compliance CPA CPE Senior Associate (5961387)

    PwC - Jersey City, NJ

    Description: The PricewaterhouseCoopers (PwC) Ethics & Compliance (E&C) Office advances and fosters integrity ... Compliance group drives the US firm's Ethics & Compliance mission and strategic objectives by monitoring,...

    20 days ago from PwC

  • Human Resources Training Associate

    Success Academy - New York City, NY

    Academy Charter Schools through recruitment, benefits and compliance and talent and organizational development. Human ... office. Responsibilities: The Human Resources Training Associate will work primarily at the network office and...

    19 days ago from Success Academy

  • Consulting - Senior Associate - FI Compliance Job

    McGladrey - New York City, NY

    Basic Qualifications - Bachelor degree in business, finance, or accounting - Minimum of 3 years internal audit and/or risk management consulting experience with financial institutions - Ability to commute to client locations - Ability to...

    13 days ago from Money Jobs

  • Risk Assurance Performance GRC Compliance Services Senior Associate (5120788)

    PwC - New York City, NY

    maturity assessments, compliance program builds, compliance program risk assessments, healthcare compliance ... compliance testing services, and conflict minerals compliance. Position/Program Requirements: Minimum Years of...

    10 days ago from PwC

  • Hedge Fund Compliance Manager / Senior Compliance Associate

    Compliance Search Group - New York City, NY

    The Senior Compliance Associate or Compliance Manager will assist the CCO with the day-to- day management of the ... approach, seeks an experienced Senior Compliance Associate or Compliance Manager who will report directly to the...

    10 days ago from eFinancial Careers

  • Compliance Officer Testing Quality Control

    Citi - New York

    and internal policies. Within Compliance, these compliance audits are referred to as Compliance Tests or ... actions needed for Compliance Testing practice. * Draft Compliance Review programs for all aspects of Compliance Testing...

    21 days ago from Citi

  • Associate- Executive Search Consultant

    Allegis Partners, Division of Major, Lindsey & Africa - New York City, NY

    ALLEGIS PARTNERS ASSOCIATE, EXECUTIVE SEARCH Confidential: Although accurate at the time of preparation and prepared in ... scheduling process when necessary. Maintain compliance with OFCCP regulations. We are hiring experienced...

    9 days ago from Allegis Partners, division of Major, Lindsey & Africa

  • Buy Side Compliance- Senior Associate

    Rockwood Search Associates - New York City, NY

    services. Job Description: Premium provider of outsourced compliance officer services seeks individuals with hedge ... Please put your Name and “Sr. Associate-Buy Side Compliance” in the email subject line and...

    13 days ago from ZipRecruiter

  • Senior Compliance Associate

    Bank/broker Dealer - Finance Industry - New York City, NY

    kers * Perform monitoring and surveillance of internal marketing program * Conduct ongoing due diligence of third party solicitors * Assist with internal and external audits of the Firm * Assist in general responsibilities of the...

    18 days ago from VelvetJobs

  • Senior Compliance Associate

    Ny-based Bank/broker-dealer - Finance Industry - New York City, NY

    ng and surveillance of internal marketing program * Conduct ongoing due diligence of third party solicitors * Assist with internal and external audits of the Firm * Assist in general responsibilities of the Compliance program - See more...

    26 days ago from VelvetJobs

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