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Security Officer jobs - New York City, NY

Viewing 1 - 10 of 20 jobs

  • Control Room Compliance Officer

    Leading Financial Services Firm - New York City, NY

    Analyze and apply appropriate restrictions on Sales, Trading, Research and Portfolio Management activities Maintain the Firm s Investment Banking transactions and projects database Review research reports and advise the Research Department...

    5 days ago from IvyExec

  • Senior Compliance Officer

    Leading Financial Services Firm - New York City, NY

    Manage team of compliance professionals: o Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives o Advising on and reviewing firm marketing and advertising...

    5 days ago from IvyExec

  • Vice President Markets Compliance Officer

    New York City, NY

    Equities Trading involving ETFs, Program Trading, Security Based Swaps and other products. This person will ... initiatives/activities. Vice President Markets Compliance Officer Requirements: Bachelors Degree required; JD or MBA a...

    9 days ago from IvyExec

  • Fiduciary Risk Management and Governance Risk Officer

    Global Securities, Investment and Retail Banking Firm - New York City, NY

    lead role in its Fiduciary Risk office. This Fiduciary Risk Officer will report to the Senior Fiduciary Risk Executive ... and an overall governance framework. This Fiduciary Risk Officer, working with the Senior Fiduciary Risk Executive,...

    15 days ago from IvyExec

  • MD, Regulatory Relations รข?? Securities

    Jersey City, NJ

    A major broker-dealer is looking for a Senior Officer to run the Regulatory Relations efforts for the securities business. Ability manage the Regulatory process which includes interfacing with regulators and responding to regulatory...

    9 days ago from IvyExec

  • Compliance Officer - A&Q Hedge Fund Solutions

    Private Wealth & Asset Management Firm - Stamford, CT

    Officer who will report directly to the Chief Compliance Officer. The position is based in Stamford, CT, with the ... A Qs responses to regulatory exams. The Compliance Officer liaises with counterparts in cross-divisional and...

    24 days ago from IvyExec

  • MORTGAGE DESK QUANT

    Leading Financial Services Firm - New York City, NY

    An investment bank with offices in New York is seeking an analytical software engineer/quant to model and implement mortgage valuation and interest-rate models on the trading desk. The ideal candidate will have 3 - 5 yrs of experience...

    2 days ago from IvyExec

  • Risk Analyst Lead-Risk Architecture

    Insurance Company - New York City, NY

    While participating in all aspects of structured product risk analytics development the candidate will be primarily focused of in the area of methodology development and implementation of risk scenario and risk measurements. The scope of...

    3 days ago from IvyExec

  • STATS (PHD) MBS-PRE-PAYMENT MODELER

    Leading Financial Services Firm - New York City, NY

    Major International Investment Bank in NYC is looking for a PhD Quant with experience in MBS/ABS Derivatives for a position within the Derivative Model Review Group. The successful candidate will review and validate existing risk and...

    2 days ago from IvyExec

  • Senior Risk Analyst, Structured Products

    Insurance Company - New York City, NY

    The scope of products covered includes US and Non-US RMBS, CMBS, CML, CDO, CLO. He/she will support the firm s Credit and Market Risk Officers in developing quantitative risk analytics, reporting and new transaction review and approval.

    3 days ago from IvyExec

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