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Security Officer jobs - Concord, NC

Viewing 1 - 10 of 12 jobs

  • Investment Advisory Compliance Officer

    Human Resources Focused Consulting Firm - Charlotte, NC

    Our Client, a top bank seeks a senior level compliance officer for their investment advisory division. Location: San ... for their investment advisory division. The Compliance Officer will lead a team of subject matter experts to...

    30+ days ago from IvyExec

  • Compliance Senior Risk Officer - Securities

    American Financial Services Holding Company - Charlotte, NC

    4. Assist the Supervising Anti-Money Laundering (AML) Officer in the administration and oversight of the firms Bank Secrecy Act (BSA)/AML program. 5. Manage the branch review schedule to ensure reviews are performed timely. 6. Ensure...

    30+ days ago from IvyExec

  • Compliance Sr. Risk Officer - Securities

    American Financial Services Holding Company - Charlotte, NC

    4. Assist the Supervising Anti-Money Laundering (AML) Officer in the administration and oversight of the firms Bank Secrecy Act (BSA)/AML program. 5. Manage the branch review schedule to ensure reviews are performed timely. 6. Ensure...

    30+ days ago from IvyExec

  • Director Compliance Officer (Privacy Officer)

    Fortune 100 Financial Services Company - Charlotte, NC

    activity. Partner with other Compliance colleagues, Chief Security Officer and business colleagues as may be needed. Manage privacy related regulatory exam activity related to responsibilities. Provide guidance to Marketing on bank...

    30+ days ago from IvyExec

  • Chief Privacy Officer

    Leading Financial Services Company - Charlotte, NC

    units and the Information Technology and Information Security community to evaluate key business processes, ... decisions, service provider arrangements, results of security monitoring and testing, security breaches or...

    30+ days ago from IvyExec

  • INV Trade Review Compliance Officer

    American Financial Services Holding Company - Charlotte, NC

    Primary Purpose Ensure that the department is in compliance with all rules and regulations issued by our governing regulatory agencies. Review and approve new accounts, evaluate suitability, and respond to IC phone questions. Job...

    30+ days ago from IvyExec

  • Trade Review Compliance Officer

    American Financial Services Holding Company - Charlotte, NC

    Primary Purpose Ensure that the department is in compliance with all rules and regulations issued by our governing regulatory agencies. Review and approve new accounts, evaluate suitability, and respond to IC phone questions. Job...

    30+ days ago from IvyExec

  • COO

    Cybercoders - Charlotte, NC

    for managing issues of job site safety, job site security for people and equipment and construction quality. 9. Responsible for implementing all Policies and Procedures for the Department. 10. Perform other duties as required by business...

    19 days ago from CyberCoders

  • Chief Operations Officer

    Cybercoders - Charlotte, NC

    Chief Operations Officer If you are a Chief Operations Officer with experience, please read on! What You Will Be ... verification document form upon hire. Chief Operations Officer If you are a Chief Operations Officer with experience,...

    30+ days ago from CyberCoders

  • Compliance Risk Manager

    American Financial Services Holding Company - Charlotte, NC

    marketing and other compliance concerns. Perform as a key officer within the compliance organization, providing staff ... to manage implementation of regulatory requirements with Security LOBs 8. Strong analytical skills 9. Self-starter...

    26 days ago from IvyExec

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