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Security Officer jobs

Viewing 1 - 10 of 1,435 jobs

  • Sr. Personal Trust Officer, Vice President

    Union Bank - Monterey, CA

    The Momentum of You…. Join a bank that’s as committed to your future as you are. At Union Bank, a part of Mitsubishi UFJ Financial Group (MUFG), we share a vision for our future, we share our successes, and we strive to bring out the best...

    18 days ago from Union Bank


    BNP Paribas Investment Partners - New York City, NY

    We have an excellent opportunity for a Senior Compliance Officer in our New York office ... As a member of the Compliance team, the Senior Compliance Officer will be responsible for various regulatory...

    17 days ago from eFinancial Careers

  • Deputy Director or Chief Compliance Officer

    Compliance Search Group - San Francisco, CA

    They are looking to bring on a Deputy Director/Chief Compliance Officer to oversee their private placement business. The role will be based in San Francisco. Necessary experience includes: familiarity with individual state laws (especially...

    30+ days ago from The Ladders

  • Chief Compliance Officer

    Compliance Search Group - Austin, TX

    Chief Compliance Officer A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible for overseeing all aspects of an investment advisory compliance program. It is anticipated that the position’s duties...

    30+ days ago from The Ladders

  • Chief Compliance Officer

    California Broker Dealer - Central, CA

    REQUIREMENTS: • Prior experience as Senior Compliance Officer with a SEC Registered Investment Advisor and/or FINRA regi ... • JD and/or prior employment by the SEC, FINRA or any security exchange is beneficial...

    9 days ago from ZipRecruiter


    State of Arizona, Department of Economic Security, Divisiono of Developmental Disabilities - Arizona

    policies, procedures and plans; assist the Chief Medical Officer (CMO) with review and approval of Durable Medical Equipment, Augmentative Communication Devices, Home Modifications, Hospice Care, Sterilizations, Transplants, and other...

    4 days ago from MDSearch

  • Chief Technology Officer and Chief Scientist (CTO-CS)

    XL Scientific - Albuquerque, NM

    leader and technical expert to become its Chief Technology Officer and Chief Scientist (CTO-CS). The CTO-CS provides ... background as Chief Scientist, Chief Technology Officer, or equivalent with a demonstrated track record of...

    2 days ago from Jobvertise

  • Alternative Investments Compliance Officer AVP / VP - S

    Compliance Search Group - Raleigh, NC

    Alternative Investments Compliance Officer – AVP/VP A Global Investment Bank is seeking an Alternative Investments Compl ... back-up to senior compliance advisory coverage officer overseeing other business units • Routinely assess and...

    30+ days ago from The Ladders

  • Wealth Management Broker-Dealer and Capital Markets Attorney Officer

    Leading Global Financial Services Firm - New York City, NY

    Lawyer to advise and support Wealth Management’s Broker Dealer functions and its Capital Markets business. Specifically, the attorney will focus on the rules applicable to retail broker-dealers and will also support Wealth Management’s...

    23 hours ago from IvyExec

  • Chief Development Officer

    Non Profit Organization - New York City, NY

    Reporting to the Chief Development Officer will be a current development staff including the Development Officer for Ins ... of the overall fundraising effort. The Chief Development Officer will execute the following responsibilities on an...

    13 days ago from IvyExec