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Sec Recruitment jobs - New York, NY

Viewing 1 - 10 of 245 jobs

  • Chief Compliance Officer RIA, Mutual Funds (Staffing And Recruiting Company)

    Compliance Search - New York City, NY

    CFA or CFP is a plus 7- 10 years experience dealing with SEC regulation of Registered Investment Advisors Bachelor s ... ADV-2A at least annually Take a leading role in periodic SEC audits Conduct internal compliance training sessions...

    30+ days ago from Doostang

  • SEC - Sr. Compliance

    Jr Walters Resources - New York City, NY

    SEC, preferably with OCIE on the enforcement side. J.D. and SEC experience preferred, candidates with extensive ... under both Knowledge of SEC Exam practices, experience with SEC exams and mock exams preferred Knowledge of CFTC / NFA...

    25 days ago from ZipRecruiter

  • Pediatrics - New York - in Brooklyn area

    New England Physician Recruitment Center - Brooklyn, NY

    Single specialty pediatric clinic seeks BC/BE pediatrician for all outpatient work. Partnership offered after 2 years.  No call, all clinic work, no attendance required at C - Sec/deliveries.   Salary range: $130 - 150K, depending on...

    30+ days ago from MDSearch

  • SEC Reporting Accountant

    Parker Clark Executive Recruitment - New York City, NY

    SEC Financial Reporting Accountant Client: Multi-Billion Dollar Credit Asset Management Firm Job Description: Assist in ... preparation of other SEC filing Ensures compliance with all SEC, FASB, NYSE and eventual IFRS rules and regulations.

    30+ days ago from Parker Clark Executive Recruitment

  • Tax Manager

    Parker Clark Executive Recruitment - New York City, NY

    and reporting of international related information for SEC reporting and other regulatory filings. The role will also include certain U.S tax compliance for non-US entities, the analysis of effective tax rate impact of foreign earnings and...

    30+ days ago from Parker Clark Executive Recruitment

  • Tax and Compliance Vice President

    Parker Clark Executive Recruitment - New York City, NY

    and reporting of the Federal and State tax provision for SEC interim and annual filings such as the Form 10-Q and Form 10-K. Responsibilities: Manage Federal and State tax provision process, including calculation of Federal and State...

    30+ days ago from Parker Clark Executive Recruitment

  • Internal Auditor

    Robert Half International - Saddle Brook, NJ

    Boutique consulting firm seeks an Auditor to get involved in pre-audit/SEC type work. The primary responsibility of the auditor will be to work under the direction of the partner of the firm to draft and execute audit programs for multiple...

    30+ days ago from Global Compliance Jobs

  • Internal Auditor

    Robert Half Finance & Accounting - Saddle Brook, NJ

    Boutique consulting firm seeks an Auditor to get involved in pre-audit/SEC type work. The primary responsibility of the auditor will be to work under the direction of the partner of the firm to draft and execute audit programs for multiple...

    30+ days ago from Robert Half Finance & Accounting

  • Associate Examiner, Member Regulation, ROOR

    Finra - New York City, NY

    of member firms to ensure compliance with SRO and SEC rules and regulations. Communication/Interpersonal/Leadership: * Prepares written reports and conducts exit interviews to provide member firms with information on regulatory concerns...

    2 days ago from FINRA

  • Associate Attorney

    Perkins Coie - New York City, NY

    experience or 3-5 years of government experience with the SEC, U.S. Attorney, NY AG, Manhattan DA or FINRA. Candidates ... policy applies to all aspects of employment, including recruitment, placement, promotion, transfer, demotion,...

    30+ days ago from Perkins Coie, LLP

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