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Sec Recruitment jobs - New York, NY

Viewing 1 - 10 of 162 jobs

  • Compliance Manager

    Twenty Recruitment Group - US - New York City, NY

    for providing tailored compliance and regulatory support to SEC registered & unregistered investment advisors, broker dealers and CPO/CTAs. The ideal candidate must have experience in the private fund compliance field and/or broker dealer...

    5 days ago from eFinancial Careers

  • CFO

    Twenty Recruitment Group - US - New York City, NY

    all Broker-Dealer reporting to maintain compliance with SEC, FINRA regulations. Preparation and filing of monthly and quarterly FOCUS, SSOI, Form Custody reports. Take ownership of P&L related matters and communication to stakeholders...

    5 days ago from eFinancial Careers

  • SEC Controller

    Marcum Search - Englewood Cliffs, NJ

    A CPA or Chartered Accountant certification with recent SEC filing exposure are required for consideration. ... within in Publicly traded corporation and current/recent SEC filing experience * Manufacturing/Distribution industry...

    12 days ago from CareerBuilder

  • NYC or New Jersey - Immunology Sales Excellence Coach

    Ventiv Recruitment Services - New York City, NY

    Director (RSED) the Sales Excellence Coach (SEC) is responsible for the successful field-based training and ... engagement and business acumen * The SEC will participate in customer interactions to enhance representatives...

    6 days ago from Ventiv Recruitment Services

  • Compliance Associate

    Robert Half Finance & Accounting - New York, NY

    - Identify and track regulatory developments (FINRA/SEC/SRO rules) that impact the Firms businesses - Communicate applicable regulatory developments to business - Assist Senior Compliance Officers in analyzing rules and providing guidance...

    20 days ago from Robert Half Finance & Accounting

  • Junior to Mid-Level Corporate Associate Attorney

    Kinney Recruiting - New York City, NY

    with IPOs, early-stage and start-up venture finance, SEC compliance, high-yield debt finance, corporate swap transactions and broker-dealer compliance is a plus. Admission to the NY bar is required. Candidates should have a JD from a top...

    12 days ago from Kinney Recruiting

  • Compliance Officer

    Robert Half Finance & Accounting - New York City, NY

    New York. The Compliance Officer will have experience with SEC and FINRA rules and regulations, knowledge of the 1940 Act and Compliance testing. Duties & Responsibilities: -Aids Chief Compliance Officer and management on compliance and...

    30+ days ago from Internship.com

  • Senior Manager - Quality Control - 1215-002nyc

    Yes Recruiters - New York City, NY

    developments within the PCAOB, SEC, AICPA and implement firm recommended action where necessary. • Perform independent review of all full disclosure financial statements. Experience: • CPA • 7 – 10 years of strong technical audit...

    12 days ago from Yes Recruiters

  • Temporary Data Entry Analyst

    Ajilon Professional Staffing - New York City, NY

    * Compile compensation related data found in SEC filings for publicly traded companies * Determine the source where the data was extracted from * Enter data in multiple tables, footnotes and Compensation discussion and Analysis paragraphs...

    18 days ago from Ajilon

  • Accountant - Advanced

    Ims People - New York, NY

    documentation for annual statements. -Review all required SEC and Regulatory filings before submission. -Assist in leading audit update calls. -Ensure 100% evidence of review when preparing and reviewing statements. Remarks: Skills:...

    19 days ago from IMS People