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Ria jobs

Viewing 1 - 10 of 49 jobs

  • Research Associate II

    Tufts Medical Center - Boston, MA

    flow ctyometry. Measures levels of cytokines by ELISA, RIA and Western blot analysis. Measures levels of RNA by Northern analysis and RT-PCR. Performs cell type analysis by flow cytometry. Measure HIV levels in plasma and monitor HIV...

    28 days ago from Tufts Medical Center

  • Chief Compliance Officer - Registered Investment Advisor

    Dm Stone - San Francisco, CA

    Highly successful RIA firm is seeking a CCO to serve on their management team ... Will include 1940 Act and institutional accounts. Must have RIA compliance officer experience (5+ years), preferably...

    30+ days ago from Net-Temps

  • Q/A Engineer UAT

    Global Technical Talent - Merrimack, NH

    terminology is required Knowledge of the broker-dealer or RIA business is preferred Strong presentation, interpersonal, verbal and written communication skills Strong analytical, troubleshooting and testing skills Strong attention to...

    16 days ago from ZipRecruiter

  • Scientist Autoimmunity/Epithelial Cell Biology

    Major Pharmaceutical Company - Gaithersburg, MD

    to join the Respiratory, Inflammation & Autoimmunity (RIA) group at LLC to support pipeline milestone advancements and basic science questions. The successful candidate chosen will work with a group of individuals interested in...

    13 days ago from IvyExec

  • Staff Counsel

    Equity, Investment Advisory, and Risk Management Firm - Akron, OH

    to BD agreements, revenue sharing agreements, and RIA to RIA agreements Develop and maintain effective working relationships with, and provide advice to, business leaders and Member Offices. Qualifications and Skills: J.D. with at least 8...

    6 days ago from IvyExec

  • Research Fellow

    Private Research Institute - Ann Arbor, MI

    electrophoresis, in situ hybridization, RT-PCR, ELISA, or RIA will be advantageous. Stereotaxic surgery experience is also desirable. Additional Information Salary will be commensurate with years of experience and will follow NIH...

    30+ days ago from IvyExec

  • Chief Compliance Officer

    California Broker Dealer - Central, CA

    • Understanding of B/D and RIA operations. • Degree required. • Strong working knowledge of SEC/FINRA/State regulations including ’33 Act, 34 Act, 40 Act, Sarbanes Oxley, Dodd Frank, ERISA, etc. • JD and/or prior employment by the SEC,...

    18 days ago from ZipRecruiter

  • Senior Counsel- Dispute Advisory Group

    Major International Bank - O'fallon, MO

    position supports all aspects of the retail broker dealer/RIA and insurance agency businesss pre-litigation disputes. The position is responsible for the review, evaluation and resolution of customer complaints and any regulatory inquiries...

    30+ days ago from IvyExec

  • Financial Advisor

    AP Professionals - Tampa, FL

    Job Description: ~~Financial Advisor/Planner w/ transferable book of business My client is a Broker Dealer/RIA with thre ... areas including traditional transactional, fee-based, RIA, fixed income trading, insurance and annuity,...

    2 days ago from ZipRecruiter

  • Trust Investment and Registered Investment Adviser Senior Counsel

    Diversified Financial Services Organization - Chicago, IL

    management. He or she will work closely with the bank and RIA firms, chief compliance officers, and risk management personnel, provide advice on various legal and regulatory issues confronting registered investment advisers, analyze...

    6 days ago from IvyExec

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