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Ria jobs

Viewing 1 - 10 of 35 jobs

  • Legal for RIA, CPO

    Hfr Asset Management - Miami, FL

    Job Requirements: College degree and JD from accredited law school Excellent legal drafting ability, have strong attention to details Strong relevant experience post qualification gained either in-house at an asset manager or a fund...

    29 days ago from Doostang

  • Strategic Account Manager, iShares Institutional Asset Manager and RIA

    Prestigious Investment, Advisory and Risk Management Solutions Provider - New York City, NY

    Role Description: This individual will be expected to build and grow client relationships for the New York Tri-State territory within the iShares Asset Manager and Hedge Fund channel. This individual will be the primary business owner...

    30+ days ago from IvyExec

  • Wealth Advisor

    Wealth Management Advisory Firm - Leawood, KS

    working in a financial and wealth planning role for an RIA, brokerage firm, trust company, accounting or law firmBachelor s degree in finance or other business related field preferred; additional education and professional designations are...

    14 days ago from IvyExec

  • Operations Specialist II

    Advisors Asset Management, Inc. (aam) - Denver, CO

    Update policies and procedures in accordance to SEC, FINRA, RIA and GIPS standards. EDUCATION and/or EXPERIENCE:* BA/BS degree, preferably in Business or Finance * Minimum of 3-5 years' experience in the financial services industry FINRA...

    7 days ago from CareerBuilder

  • Compliance Officer

    Investment Advisory Firm - New York City, NY

    tion for and guidance through regulator examinations- Oversight of market material and appropriate disclosuresThe ideal candidate will possess:- At least five years experience in an RIA, fund or bank compliance environment- Knowledge of...

    14 days ago from IvyExec

  • Bioanalytical Laboratory Manager

    SGS North America - Carson, CA

    following platforms: ELISA, MSD, Luminex multiplex assays, RIA) * Prior supervisory or lead experience required. * Flexible to accept new duties, assignments and responsibilities and should be willing to conduct tasks which eventually will...

    16 days ago from CareerBuilder

  • Financial Advisor

    Wealth Management Advisory Firm - Madison, NJ

    wealth and tax planning role for an accounting firm, RIA, brokerage firm or trust company; previous experience with high net worth clients is preferredBachelor s degree in finance or other business related field preferred; additional...

    14 days ago from IvyExec

  • Tax Associate

    Tax, Accounting, and Business Advisory Firm - Baltimore, MD

    ounting preferred; MST and CPA a plusStrong writing skillsExperience with MS Office and tax compliance and research software to include Go Systems, BNA portfolio and projection, CCH, RIA a plusSolid organizational skills with a...

    14 days ago from IvyExec

  • Insurance Tax Senior Associate

    Boutique Accounting and Advisory Firm - Atlanta, GA

    rking knowledge of Generally Accepted Accounting Principles (GAAP), notably ASC-740. Knowledge of SSAP 101 a plusDemonstrated proficiency with electronic tax research tools such as RIA and CCH, and MS Office applications such as MS Word,...

    14 days ago from IvyExec

  • Bioanalytical Scientist

    SGS North America - Carson, CA

    following platforms: ELISA, MSD, Luminex multiplex assays, RIA) * Prior supervisory or lead experience required. * Flexible to accept new duties, assignments and responsibilities and should be willing to conduct tasks which eventually will...

    16 days ago from CareerBuilder

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