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Ria jobs

Viewing 1 - 10 of 47 jobs

  • Legal for RIA, CPO

    Hfr Asset Management - Miami, FL

    Job Requirements: College degree and JD from accredited law school Excellent legal drafting ability, have strong attention to details Strong relevant experience post qualification gained either in-house at an asset manager or a fund...

    15 days ago from Doostang

  • Strategic Account Manager, iShares Institutional Asset Manager and RIA

    Prestigious Investment, Advisory and Risk Management Solutions Provider - New York City, NY

    Role Description: This individual will be expected to build and grow client relationships for the New York Tri-State territory within the iShares Asset Manager and Hedge Fund channel. This individual will be the primary business owner...

    20 days ago from IvyExec

  • Wealth Advisor

    Wealth Management Advisory Firm - Leawood, KS

    working in a financial and wealth planning role for an RIA, brokerage firm, trust company, accounting or law firmBachelor s degree in finance or other business related field preferred; additional education and professional designations are...

    10 hours ago from IvyExec


    Nimble - Santa Monica, CA

    as MongoDB and MySQL; building Python web applications and RIA applications using modern web-frameworks such as Backbone, React, GWT, Javascript, mvp4g or other related frameworks; working with social network APIs including Facebook,...

    16 days ago from CareerBuilder

  • Compliance Officer

    Investment Advisory Firm - New York City, NY

    tion for and guidance through regulator examinations- Oversight of market material and appropriate disclosuresThe ideal candidate will possess:- At least five years experience in an RIA, fund or bank compliance environment- Knowledge of...

    7 hours ago from IvyExec

  • Director, Complex Assets Group

    Fidelity Investments - Chicago, IL

    of influence in the Trust and Estate Attorney, CPA and RIA advisory practices * Participate in Fidelity Charitable-sponsored events and external activities that raise the profile of Fidelity Charitable and the Complex Asset Strategy in the...

    30+ days ago from Fidelity Investments

  • Operations Specialist II

    Advisors Asset Management, Inc. (aam) - Monument, CO

    Update policies and procedures in accordance to SEC, FINRA, RIA and GIPS standards. EDUCATION and/or EXPERIENCE:• BA/BS degree, preferably in Business or Finance • Minimum of 3-5 years experience in the financial services industry FINRA...

    30+ days ago from CareerBuilder

  • Financial Advisor

    Wealth Management Advisory Firm - Madison, NJ

    wealth and tax planning role for an accounting firm, RIA, brokerage firm or trust company; previous experience with high net worth clients is preferredBachelor s degree in finance or other business related field preferred; additional...

    10 hours ago from IvyExec

  • Industry Services Group Manager

    Multinational Professional Services Firm - Minneapolis, MN

    preparation software such as Tax Stream, Vertex, Corptax, RIA, or other similar platforms.Minimum years experience5Bachelor of Science or Bachelor of Arts degree in Accounting required. Master of Science in Taxation preferred.Certified...

    7 hours ago from IvyExec

  • Bioanalytical Laboratory Manager

    SGS North America - Carson, CA

    following platforms: ELISA, MSD, Luminex multiplex assays, RIA) * Prior supervisory or lead experience required. * Flexible to accept new duties, assignments and responsibilities and should be willing to conduct tasks which eventually will...

    2 days ago from CareerBuilder

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