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Registered Investment Advisor ria jobs

Viewing 1 - 10 of 209 jobs

  • Investment Advisor Compliance Analyst

    USAA - San Antonio, TX

    with a Broker Dealer and/or Registered Investment Advisor, including preparation of procedures and reports, ... Preferred? 5+ years of direct experience in compliance and/or operations with a B/D and/or RIA, including preparation of...

    23 days ago from USAA

  • Southeast Regional Vice President (00814415)

    Meeder Investment Management - Atlanta, GA

    Investment Management * Posted on: 09 Jul 14 Meeder Investment Management (MIM) is an Ohio-based money ... to Registered Investment Advisors (RIA's) and Registered Representatives (RR) and investment...

    20 days ago from eFinancialCareers Ltd

  • Senior Investment Auditor

    Sni Financial - Northbrook, IL

    competitive, risk-adjusted investment returns and investment-related services for the benefit of the ... and/or investment experience. Experience with Registered Investment Advisor (RIA) regulations or with quantitative...

    17 days ago from CareerBuilder

  • West Coast Regional Vice President

    Meeder Investment Management - Dublin, OH

    to demonstrate the companys capabilities to registered investment advisors (RIAs) and registered representatives ... and annual targets Build and maintain strong current advisor relationships Engage relationships with...

    30+ days ago from Doostang

  • BD/RIA Specialist

    Investment Advisory Firm - Finance Industry - New York City, NY

    Finance professional, with a strong Broker Dealer / Registered Investment Advisor background, is actively being ... a Financial Services firmBachelors DegreeKnowledge of the RIA channelExperience selling or marketing investment...

    30+ days ago from VelvetJobs

  • Registered Investment Advisor (RIA)

    Capital Cove - Newport Beach, CA

    Registered Investment Advisor (RIA) RIA Services, Division Head Capital Cove – Based in Newport Beach, CA Capital Cove, ... 65, 66 Registered Investment Advisor to head up the Investment Advisory Division of a highly successful...

    4 days ago from ZipRecruiter

  • Registered Financial / Investment Advisors

    Fiduciary Money Management Firm - Baltimore, MD

    to grow organically by adding both direct & affiliated investment advisors and senior team. We offer industry leading ... of business generated from your team.For independent RIA firms – we are actively seeking opportunities as the buyer...

    22 days ago from ZipRecruiter

  • Investment Advisor

    Rudd International Asset Management - Sarasota, FL

    Join the fastest growing Registered Investment Advisor in Sarasota, Florida. Series 65 licensed with any size book of ... payout, private office, we cover all expenses. Firm is an RIA with about $100 mm in AUM in just two years. No...

    2 days ago from ZipRecruiter

  • Content Manager, Practice Management (Finance/RIA industry)

    Right Executive Search - Jersey City, NJ

    and custody services to more than 4,000 independent Registered Investment Advisors (RIAs) and their clients. ... research that facilitates the success of the company’s investment advisor clients, drives new assets and increases...

    7 days ago from ZipRecruiter

  • Executive Administrative Assistant

    Investment Management Firm - St Louis, MO

    in the investment management industry, preferably with a Registered Investment Advisor (RIA), is required. This ... with web design is a plus. · Experience with investment industry compliance is a significant plus. COMPENSATION:...

    8 days ago from ZipRecruiter

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