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Registered Client Associate jobs - Short Hills, NJ

Viewing 1 - 5 of 11 jobs

  • Graduate Legal Intern - Dispute Resolution

    Finra - New York City, NY

    and more than 633,000 registered securities representatives. We also perform market regulation under contract for ... ©2016 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority,...

    30+ days ago from Internships.com

  • Graduate/Undergraduate Intern - Market Regulation, New York Equities

    Finra - New York City, NY

    forum for investors and registered firms. All told, FINRA oversees more than 4,000 brokerage firms, nearly 161,000 ... and more than 637,700 registered securities representatives. FINRA performs various market regulation functions under...

    30+ days ago from FINRA

  • Grad/Undergraduate Intern - Market Regulation, Options

    Finra - New York City, NY

    for investors and registered firms. All told, FINRA oversees more than 4,000 brokerage firms, nearly 161,000 branch ... more than 637,700 registered securities representatives. FINRA performs various market regulation functions under...

    30+ days ago from FINRA

  • Graduate Legal Intern - Market Regulation, Legal

    Finra - New York City, NY

    Regulation Department for violations of FINRA rules, client exchange rules and the federal securities laws and in ... and more than 637,700 registered securities representatives. FINRA performs various market regulation functions...

    30+ days ago from FINRA

  • Graduate/Undergraduate Intern - Market Regulation, TFCE Equities

    Finra - New York City, NY

    FINRA and Regulatory Services Agreement (“RSA”) client members’ operational, business conduct and trading activity ... more than 637,700 registered securities representatives. FINRA performs various market regulation functions under...

    30+ days ago from FINRA