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Registered Client Associate jobs - Chicago, IL

Viewing 1 - 4 of 7 jobs

  • Summer Intern - Advanced Strategies (Legal)

    Mesirow Financial - Chicago, IL

    $13.5 billion in assets under management. MAS is a registered investment adviser, commodity pool operator, and ... The MAS Legal/Compliance Intern will directly report to MAS’ Associate General Counsel and Compliance Officer...

    12 days ago from Mesirow Financial

  • Intern - January 2017

    Cliftonlarsonallen - Oak Brook, IL

    regulations, and management policies. * Supports multiple client engagements on time and within budget, identifying ... CliftonLarsonAllen Wealth Advisors, LLC, an SEC-registered investment advisor. CLA is an equal opportunity...

    30+ days ago from CliftonLarsonAllen, LLP

  • Financial Advisor Pathways Internship Program

    Penn Mutual Life Insurance - Chicago, IL

    agency’s leadership team Networking opportunities and client events Opportunity to obtain your resident state Life, ... (HTK), a SEC registered investment advisor, a registered broker-dealer, Member FINRA / SIPC...

    13 hours ago from Penn Mutual Life Insurance

  • Graduate Legal Intern - Dispute Resolution

    Finra - Chicago, IL

    forum for investors and registered firms. All told, FINRA oversees more than 4,100 brokerage firms, more than 160,000 ... and more than 633,000 registered securities representatives. We also perform market regulation under contract for the...

    30+ days ago from