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Registered Client Associate jobs

Viewing 1 - 10 of 81 jobs

  • Associate - Financial Services and Products

    Lexacount - Washington, DC

    Associate - Financial Services & Products 5467 Job Description Lexacount Search is seeking a Financial Services & ... Experience supporting registered open-end (mutual) funds is a must; experience supporting registered closed-end funds (i...

    30+ days ago from TheLadders.com

  • Private Equity & Hedge Funds Compliance Associate

    Compliance Search Group - New York City, NY

    Associate A global asset management firm seeks a Compliance Associate who will support the development, maintenance and ... related duties as assigned • Compliance Programs for registered Fund of Fund Advisors o Assisting with the maintenance...

    6 days ago from TheLadders.com

  • Sales Material Compliance Senior Associate

    Compliance Search Group - New York City, NY

    a Sales Material Compliance Associate to review agent, registered representative, corporate advertising, and marketing material for compliance with applicable rules and regulations. Responsibilities: • Conduct complete and timely...

    30+ days ago from TheLadders.com

  • Registered Nurses - ICU

    RCI Recruitment Solutions - St Louis, MO

    Compassionate ICU Registered Nurses. Apply today! Our client is a 1,000+-bed hospital and the largest private ... 2013. Registered Nurses - ICU St. Louis, Missouri As a Registered Nurse, performing in our client’s ICU, you would...

    30+ days ago from TheLadders.com

  • Registered Client Associate

    McAdams Wright Ragen - Seattle, WA

    The Registered Client Associate provides dedicated support as needed to assigned brokers Ability to obtain Series 7 and Series 63/66 License within 69 months timeframe Solid experience with investment services programs such as ThomsonOne,...

    21 days ago from Doostang

  • Lateral - Patent Prosecution Associate

    Lexacount - Washington, DC

    Lateral - Patent Prosecution Associate 5473 Job Description Lexacount Search is seeking a mid-level registered patent associate to work on USPTO inter partes matters. Must have a minimum of 3 years experience in patent prosecution and...

    30+ days ago from TheLadders.com

  • Client Services Associate

    Trustcore Investments - Nashville, TN

    required formsResponsibilitiesAssist planners in answering client questionsAbility to maintain confidentialityWork with ... ReportsScan client documentation into the systemPrepare client information for distribution among office...

    30+ days ago from Doostang

  • Intellectual Property & Technology Associate

    Lexacount - Millburn, NJ

    Job Description Lexacount Search is seeking a patent associate with 3-5 years of litigation and prosecution experience. ... emerging markets a plus. Must be a licensed patent lawyer, registered to practice before the U.S. Patent and Trademark...

    30+ days ago from TheLadders.com

  • Associate Portfolio Manager (Westlake Village)

    One Capital Management - Westlake Village, CA

    reviewing and applying client guidelines, addressing client requests, and managing client cash flows Ideally we ... Group in the translation of portfolio strategy across client accountsCandidate must be comfortable working...

    21 days ago from Doostang

  • Financial Services and Investment Associate

    Lexacount - Washington, DC

    a corporate associate with 3-6 years of experience in registered funds. Experience in variable insurance products, private funds, investment adviser and/or commodities work is a plus. Must have a JD from an ABA-approved law school and be...

    30+ days ago from TheLadders.com

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