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Regional Supervisory Officer jobs - New York, NY

Viewing 1 - 10 of 207 jobs

  • Lead PMO Specialist

    Princeton Information - New York, NY

    -Performs other duties as assigned or required -No formal supervisory responsibilities. Requires ability to lead and ... Princeton Information operates across the US from multiple regional offices. Our Commitment to Our Consultants As a...

    5 days ago from Dice

  • Banking Compliance Officer - Vice President

    Compliance Search Group - New York City, NY

    investment bank seeks a Vice President, Banking Compliance Officer who will be responsible for developing and ... in providing the firms’ Regional Management with information responsive to regulatory inquiries about...

    12 days ago from The Ladders

  • Risk Analytics Officer - Scenario Creation/VP

    Deutsche Bank - US - New York City, NY

    scenarios and the variable expansion under supervisory scenarios for DFAST / CCAR stress test exercises. ... as well as cross-regional relationships Team work and leadership skills Preferred skills In-depth...

    5 days ago from eFinancial Careers

  • VP-Bank Regulatory Compliance Officer

    New York City, NY

    in providing the firm’s Regional Management with information responsive to regulatory inquiries about ... and audit, and business supervisory functions, to ensure that compliance issues are addressed on a comprehensive,...

    30+ days ago from IvyExec

  • Bank Compliance Officer - VP

    Deutsche Bank - US - New York City, NY

    The Compliance Officer’s responsibilities will include: Supporting the development by Compliance senior management of an ... senior management in providing Deutsche Bank Regional Management with information responsive to regulatory...

    27 days ago from eFinancial Careers

  • Compliance Officer

    UBS - New York, NY

    supervisory procedures, checklists and an appropriate supervisory review process. Training - conduct a training ... - work with Legal & Compliance colleagues on department-wide initiatives to achieve regional and global...

    20 days ago from UBS

  • Capital Markets Compliance Officer

    UBS - New York, NY

    procedures and controls, delivering training and the supervisory framework. This person will also act as the ... and on broader, department-wide initiatives to achieve regional and global objectives. The role will also provide...

    26 days ago from UBS

  • Complex Business Service Officer

    Morgan Stanley - New York City, NY

    Business Service Officer keeps the Complex Manager and Regional Business Service Officer informed of significant ... Officer will have dual reporting to the Complex Manager and Regional Business Service Officer. DUT I E S and...

    15 hours ago from Morgan Stanley

  • Compliance Officer Corp. and Govt ratings

    Mcgraw Hill Financial - New York, NY

    and execute testing on advisory review, including supervisory and quality control reports, personal trading, ... including pay-to-play, personal trading review, supervisory oversight, complaints, gifts & entertainment,...

    30+ days ago from McGraw Hill Financial

  • Compliance Officer Corp and Govt ratings

    Mcgraw Hill Financial - New York, NY

    and execute testing on advisory review, including supervisory and quality control reports, personal trading, ... including pay-to-play, personal trading review, supervisory oversight, complaints, gifts & entertainment,...

    30+ days ago from McGraw Hill Financial