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Regional Supervisory Officer jobs - New York, NY

Viewing 1 - 10 of 216 jobs

  • Senior Compliance Officer Private Bank

    Citi - New York City, NY

    Equity, FX, OTC Derivatives and Structured Products) supervisory requirements and marketing rules preferred. * Assist on Regulatory Exams/Inquiries/Sweeps in the region, coordinating with the central Citi Regulatory Examinations Group,...

    2 days ago from Citi

  • Compliance Officer Testing Quality Control

    Citi - New York

    regions Qualifications * Senior associate or supervisory experience in public accounting or equivalent workpaper practice techniques and reporting writing experience * Workpaper quality control assessment experience and an ability to...

    22 days ago from Citi

  • Compliance Officer Private Bank

    Citi - New York

    Compliance and back-up to the LATAM offshore compliance officer. * Assist the Business with adhering to relevant ... * Proven ability to work proactively with regulatory and supervisory agencies as well as Business management to address...

    22 days ago from Citi

  • Regional Supervisory Analyst

    UBS Financial Services - New York City, NY

    This role is responsible for performing delegated regional supervisory functions to ensure compliance with ... to the Regional Supervisory Officer and perform delegated supervisory functions and oversee the branch operational...

    30+ days ago from UBS Financial Services

  • Regional Supervisory Analyst

    UBS Ag - New York City, NY

    This role is responsible for performing delegated regional supervisory functions <br><br>to ensure ... Serve as deputy to the Regional Supervisory Officer and perform delegated supervisory...

    7 days ago from Global Risk Jobs

  • Supervisory Analyst

    Bank of Nova Scotia - New York City, NY

    Scotiabank currently has an opening for the position of Supervisory Analyst to approve research publications. This ... skills * Ability to work well with a team of Supervisory Analysts in various locations/time zones * FINRA...

    3 days ago from Bank of Nova Scotia

  • Shift Supervisor-Newark Mon-Fri 6a-2p, $15.00 p/h Must have prev. supervisory exp.

    Alliedbarton - Lyndhurst, NJ

    shopping centers. AlliedBarton provides superior security officer services to protect people, homes and businesses. ... the following may depend on the size of the shift and site. Supervisory Responsibilities Communicate staffing needs on...

    6 days ago from AlliedBarton

  • SUPERVISORY LOGISTICS MANAGEMENT SPECIALIST

    Federal Government Jobs - New York City, NY

    (Please follow all instructions carefully) Job Title:SUPERVISORY LOGISTICS MANAGEMENT SPECIALIST ... logistics assets. Provides budgetary recommendations to the Regional Logistics Manager (RLM) concerning logistics...

    4 days ago from afro

  • Supervisory Regulatory Strategy Analyst - Oversight & Control

    JPMorgan Chase - New York City, NY

    Risk, Audit and other control disciplines. The firmwide Supervisory Regulatory Strategy (SRS) group was established ... Functions on regulatory matters, establishing protocols for supervisory regulatory interaction, exam management and...

    30+ days ago from JPMorgan Chase

  • CFO, Asset Management Americas

    HSBC Holdings - New York City, NY

    partner to the CEO and business, and to lead the AMG regional Finance functions with courageous integrity to ... analytical skills with a commercial bias. * Supervisory skills and sensitivity to other staff, works well in teams. *...

    8 days ago from HSBC Holdings plc

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