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Paralegal - Securities jobs

Viewing 1 - 10 of 39 jobs

  • Director, Enforcement Center

    Independent Securities Regulator - New York City, NY

    Directors will have sophisticated understanding of securities markets and advanced attorney skills (as ... related to securities laws violations. Knowledge of federal securities laws and specific knowledge of the Securities...

    30+ days ago from IvyExec

  • Corporate Securities Paralegal

    Chelsea Search Group - San Diego, CA

    Corporate Paralegal - San Diego, CA Job Responsibilities: The Corporate Paralegal will work with attorneys on public ... research on state and federal securities laws. The paralegal will assist with all aspects of corporate...

    30+ days ago from Chelsea Search Group, Inc.

  • Paralegal 4

    Northrop Grumman - Falls Church, VA

    Paralegal certificate or degree in paralegal studies (or in the process of obtaining a paralegal ... with SEC filings, including 10-Ks, 10-Q and Section 16 filings is highly preferred In-house corporate paralegal...

    19 hours ago from Northrop Grumman

  • Paralegal

    Horizontal Integration - Norwalk, CT

    reporting (FR Y-10 and FR Y-6), securities filings (EDGAR), transaction screening (KYC, AML, OFAC), tax ... experience. • Corporate paralegal background with 5 to 10 years experience working in a major law firm or in-house...

    30+ days ago from Horizontal Integration Inc.

  • Paralegal

    Artech Information Systems - Norwalk, CT

    Artech Information Systems Job Title: Paralegal Job ID: 14-40667 Location: Norwalk, CT Duration: 6+ Months Must have: ... (e.g., PCDocs, iManage), regulatory reporting (FR Y-10 and FR Y-6), securities filings (EDGAR), transaction...

    30+ days ago from Artech Information Systems LLC

  • Associate General Counsel (Securities/Regulatory)

    Scottrade - St Louis, MO

    Associate General Counsel (Securities/Regulatory) - St. Louis, MO Job ID: 20152403-10725 Description: Scottrade, Inc. ... substantive knowledge of the Securities Act, the Securities Exchange Act, the Investment Advisers Act, related...

    12 days ago from Scottrade

  • Vice President Assistant General Counsel & Assistant Secretary

    Autozone - Memphis, TN

    Counsel is principally responsible for compliance with securities laws, assuring timely and accurate filings with ... with 10-15 years of experience, both law firm and/or in-house experience. Must be service-focused with excellent...

    30+ days ago from AutoZone

  • SENIOR COUNSEL - Treasury Management

    PNC - Pittsburgh, PA

    corporate banking, real estate finance and asset-based lending; wealth management and asset management. The ... Strong contract drafting, negotiating, and issue-spotting skills are necessary. Knowledge of government...

    14 days ago from PNC Bank

  • Managing Director

    Document Technologies - Washington

    DTI is the nation's largest independent provider of e-discovery, managed document review, facilities management ... recruiting professionals Experience & Requirements: 5-10 years of experience as a legal professional or sales...

    19 days ago from Document Technologies, Inc

  • Sr. Legal Specialist

    MUFG - Los Angeles, CA

    workload. Excellent organizational and follow-up skills. Knowledge of electronic document storage, e-discovery, ... supporting human resources, employee relations, or e-discovery attorneys and paralegals. Bachelor's Degree preferred...

    7 days ago from Mitsubishi UFJ Financial Group

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