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Nj-based Bank/broker-dealer - Finance Industry jobs

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  • VP, Senior OFAC Officer

    Nj-based Bank/broker-dealer - Finance Industry - Jersey City, NJ

    Responsibilities: * Pro-actively identify regulatory OFAC compliance issues / concerns and make suggestions and / or tak ... recommendations for remediation as appropriate and follow-up on implementation of corrective measures. * Develop and...

    22 days ago from VelvetJobs

  • Head of Risk

    Nj-based Bank/broker-dealer - Finance Industry - Jersey City, NJ

    degree with a specialization in Business, Mathematics, Finance and or Economics; MBA preferred * Minimum 8-10 years ... * Proven record of achievement in leading an enterprise-wide risk management discipline Job Description Overview of...

    22 days ago from VelvetJobs

  • Director - Deputy Head of AML

    Nj-based Bank/broker-dealer - Finance Industry - Jersey City, NJ

    Within the AML Department, there are two main areas: KYC/CIP Compliance and the Account Activity Monitoring Team- includ ... * Pro-actively identify regulatory compliance issues / concerns and make suggestions and / or take corrective action to...

    22 days ago from VelvetJobs

  • Compliance Officer

    Nj-based Bank/broker-dealer - Finance Industry - New Jersey

    Qualifications * Must have futures or swap experience. * Qualifications & Experience * Ideal candidate must have an undergraduate degree with experience in capital markets or securities compliance. * The candidate should have strong...

    29 days ago from VelvetJobs

  • Surveillance Analyst

    Ny-based Bank/broker-dealer - Finance Industry - Jersey City, NJ

    Qualifications * Ideal candidate must have an undergraduate degree with experience in capital markets or securities compliance. * The candidate should have strong regulatory, product and transaction knowledge; and strong written and verbal...

    29 days ago from VelvetJobs

  • Risk Management Officer

    Nj-based Bank/broker-dealer - Finance Industry - Jersey City, NJ

    In addition, he/she will promote the bank-wide risk management related activities to ensure the Bank complies with all r ... bank-related risks * Acts as a liaison between the Parent Bank and our Bank on inquiries relating to risk management...

    29 days ago from VelvetJobs

  • Japanese Speaking Operations Specialist

    Bank/broker Dealer - Finance Industry - Jersey City, NJ

    We are seeking a bilingual Japanese candidate who is detail-oriented, with strong business writing skills in Japanese and English and can enforce client accounts management and quality improvement activity. The candidate will be performing...

    29 days ago from VelvetJobs

  • KYC Team Lead

    Bank/broker Dealer - Finance Industry - Jersey City, NJ

    * 5 - 10 years of experience in a financial services industry or regulatory environment * Bachelor's degree from ... * Assist Compliance in developing a comprehensive cross-business view of AML risk. * Coordinate with oversees...

    29 days ago from VelvetJobs

  • Senior Business Analyst (VP and AVP levels), Financial Services Industry

    Creative Solutions Services - Jersey City, NJ

    We are seeking a Technical Business Analyst with 8-10 years of experience within Brokerage Services/Broker Dealer Servic ... Qualifications 8-10 years of related experience Knowledge of securities industry and/or related financial services exper...

    30+ days ago from EmploymentGuide

  • CREDIT RISK ANALYST - analysis of Banks and Broker Dealers

    Intermedia Group - Jersey City, NJ

    required. Results-oriented with the ability to deliver high-quality results under tight deadlines Strong teamwork ... INC. 180 Varick Street New York, NY 10014 Voice: 212-248-0100 Email: jdenmark@intermediagroup.com Corporate Web...

    30+ days ago from Intermedia Group, Inc.

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