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Mutual Fund Compliance Manager jobs

Viewing 1 - 10 of 4,951 jobs

  • Associate Compliance Analyst

    Fidelity Investments - Albuquerque, NM

    required Investigative, Audit, brokerage, mutual fund operations or financial services experience preferred Skills ... including training specifically related to the mutual fund business, in order to better understand the subject...

    21 days ago from Fidelity Investments

  • Compliance Representative

    Fidelity Investments - Albuquerque, NM

    procedures Investigative, Audit, brokerage, mutual fund operations or financial services experience preferred Skills ... including training specifically related to the mutual fund business, in order to better understand the subject...

    22 days ago from Fidelity Investments

  • Venture Capital Tax Manager (6663490)

    PwC - San Jose, CA

    and compliance services to many of the world's largest mutual funds, common trust funds, limited partnerships, ... for investment partnerships including hedge funds, mutual funds and private equity funds. Considerable...

    20 days ago from PwC

  • Contracts Manager

    Fidelity Investments - Albuquerque, NM

    Mutual Fund partners. We are part of the larger Risk & Compliance Organization. We are client-facing associates who ... business partners as needed Work with senior Risk & Compliance associates and manager to maintain document...

    21 days ago from Fidelity Investments

  • Branch Manager San Mateo CA (105127)

    TD Ameritrade - San Mateo, CA

    Type: Full-Time Contract Type: Regular Manager Level: Manager Role: The Branch Manager is a highly motivated ... who provide investors with a broad range of brokerage, mutual fund, and consumer financial products and services on...

    6 days ago from TD Ameritrade

  • Senior Contracts Manager, Team Leader

    Fidelity Investments - Albuquerque, NM

    Clients and trading agreements with our Outside Mutual Fund partners. We are client-facing associates who partner ... business partners as needed Work with senior Risk & Compliance associates and manager to maintain document...

    21 days ago from Fidelity Investments

  • Asset Management Tax Director (6228073)

    PwC - New York City, NY

    Management Industry Group provides tax consulting and compliance services to many of the world's largest mutual funds, ... for investment partnerships including hedge funds, mutual funds and private equity funds. Thorough knowledge of...

    20 days ago from PwC

  • Branch Manager Cupertino CA (105039)

    TD Ameritrade - Cupertino, CA

    Type: Full-Time Contract Type: Regular Manager Level: Manager Role: The Branch Manager is a highly motivated ... who provide investors with a broad range of brokerage, mutual fund, and consumer financial products and services on...

    7 days ago from TD Ameritrade

  • Commodity Trading & Risk Management Energy and Resources Manager

    Deloitte Development - New York City, NY

    insurance, hedge fund, private equity, and mutual fund organizations. Our cross-functional team includes more ... investment managers, compliance officers, credit managers, regulators, middle-office specialists, operations...

    5 days ago from Deloitte Development LLC

  • Compliance Manager

    Michael Page - Boston, MA

    Manager will be an integral part of the legal and compliance department, primarily responsible for compliance ... guidelines and coding guidelines into CRD. The compliance manager must be very familiar with all fixed income...

    30+ days ago from The Ladders