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Mutual Fund Compliance Manager jobs

Viewing 1 - 10 of 6,390 jobs

  • Senior- Investment Management - Hedge Fund Tax

    Deloitte Development - New York City, NY

    investor rules, OID, SWAPS and/or derivatives, market discount rules, incentive allocations and common hedge fund struct ... Microsoft Excel and compliance software), research and writing skills * Knowledge of fund accounting and general ledger...

    27 days ago from Deloitte Development LLC

  • Mutual Funds Marketing Manager 1

    Primerica Care - Duluth, GA

    Parkway in Duluth Georgia: The Mutual Funds Marketing Manager 1 is responsible for supporting the sales growth of ... The ideal candidate will successfully manage product-specific marketing and campaign-related initiatives for Mutual Fund...

    5 days ago from Primerica Care

  • Tax Manager Financial Services Hedge Fund (4490315)

    PwC - Dallas, TX

    and compliance services to many of the world's largest mutual funds, common trust funds, limited partnerships, ... Position/Program Requirements: Knowledge Preferred: Thorough knowledge of compliance and consulting for investment partn...

    30+ days ago from PwC

  • Chief Compliance Officer - RIA, Mutual Funds

    Compliance Search Group - Boston, MA

    Chief Compliance Officer - RIA, Mutual Funds Our client is currently in need of a Chief Compliance Officer. The firm ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    11 days ago from TheLadders.com

  • Mutual Fund Compliance Analyst

    Michael Page International - US - New York City, NY

    activities of employees against fund investments Perform compliance surveillance activities related to employee ... Profile You will have a proven track record in a mutual fund compliance function, with exposure to personal trading...

    10 days ago from eFinancial Careers

  • Regulatory Fund Admin Manager (193451)

    PNC - Baltimore, MD

    In partnership with the Funds’ Chief Compliance Officer (“CCO”) (i) act as Fund Administration’s central point of ... 12+ years of mutual fund legal/compliance/regulatory administration experience Strong understanding of Investment Compan...

    14 days ago from PNC

  • Mutual Fund Compliance Analyst

    Michael Page - New York City, NY

    activities of employees against fund investments Perform compliance surveillance activities related to employee ... Profile You will have a proven track record in a mutual fund compliance function, with exposure to personal trading...

    7 days ago from CareerBuilder

  • Finance, Controllers, IMD Controllers-Mutual Funds, Vice-President

    Goldman Sachs - Finance Industry - Salt Lake City, UT

    IMD Fund Controllers Team The Investment Management Division Controllers are looking for a Mutual Fund Accountant to add ... mutual fund expense budgets. • Assist on mutual funds’ prospectus and SAI (annual) updates. • Managing external...

    9 hours ago from VelvetJobs

  • Financial Accountant II or III (Mutual Fund Tax Accounting)

    Principal Financial - Des Moines, IA

    responsible for financial analysis and interpretation of mutual fund tax accounting information as well as ... -Mutual fund tax accounting, knowledge of tax law & procedures, tax research skills, and/or mutual fund investment accou...

    3 days ago from Professional Diversity Network

  • Chief Compliance Officer - Mutual Funds (I&R)

    Leading Provider of Insurance, Investments, and Retirement Products - Denver, CO

    including oversight of portfolio compliance for the Funds, compliance testing for various Fund and Adviser activities, ... Direct and assign projects to Compliance Managers/Directors and other Compliance staff as appropriate...

    17 days ago from IvyExec

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