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Mutual Fund Compliance Manager jobs

Viewing 1 - 10 of 4,413 jobs

  • Mutual Fund Compliance Analyst

    Michael Page International - US - Manhattan, NY

    Provide periodic compliance reporting to the 1940 Act Mutual Fund Board of Directors Ensure compliance with ... professional with at least 3 years of Mutual Fund Compliance experience to join them as a Mutual Fund Compliance...

    4 hours ago from eFinancial Careers

  • Mutual Fund Attorney

    Compliance Search Group - New York City, NY

    Mutual Fund Attorney A global investment bank seeks a Mutual Fund Attorney who will be responsible for providing legal ... mutual fund ops, etc. for all inquiries regarding the firm’s funds and third party sub-advised mutual funds.

    30+ days ago from The Ladders

  • Financial Fund Administrator / Senior

    PNC - Cleveland, OH

    supporting PNC Capital Advisor's proprietary mutual fund complex, comprising 38 portfolios of varying ... for information and/or solutions and partner with compliance, distribution, external and internal audit and legal,...

    28 days ago from PNC Bank

  • Mutual Fund Compliance Associate

    Denver, CO

    in the day-to-day administration of the Firm’s mutual fund compliance program by developing and maintaining ... under the Advisers Act as they relate to the mutual fund business of the Firm, including forensic testing of compliance...

    30+ days ago from IvyExec

  • Senior Manager, Business Compliance

    Matthews International Capital Management - San Francisco, CA

    TITLE: Senior Manager, Business Compliance LOCATION: San Francisco, California REPORTING RELATIONSHIPS: This position ... changes affecting mutual funds and non-mutual fund accounts; Proven successful track record of building strong...

    4 hours ago from eFinancial Careers

  • Mutual Fund Compliance Officer (Temporary)

    Frink-hamlett Legal Solutions - New York City, NY

    inclusive candidate pools. Job Description: Mutual Fund Compliance Officer (Temporary) Private wealth management ... City seeks an experienced compliance professional for its mutual fund operations. This is a long-term, consulting...

    17 days ago from ZipRecruiter

  • Senior Investments Auditor

    Cameron Craig Group - New York City, NY

    Competent knowledge of investments, derivatives, investment compliance, investment advisors, mutual funds, broker/dealer ... auditing; Investments, derivatives, investment advisors, mutual funds, broker dealers, and related compliance.

    30+ days ago from Cameron Craig Group

  • Compliance Manager

    Michael Page - Boston, MA

    Manager will be an integral part of the legal and compliance department, primarily responsible for compliance ... guidelines and coding guidelines into CRD. The compliance manager must be very familiar with all fixed income...

    17 days ago from The Ladders

  • Asst Vice President of Manager Compliance

    Unison Systems - Denver, CO

    and knowledge in the financial services andor mutual fund industries - Solid background in compliance, audit, ... transfer agent and other operational areas of a mutual fund business. - Strong managementleadership experience with...

    6 days ago from Dice

  • Compliance Manager - Finance

    Streffco Consultants - Denver, CO

    The Compliance Manager is also responsible for leading and contributing to various Compliance initiatives and activities ... and/or mutual fund industries Solid background in compliance, audit, internal control, risk and governance...

    7 days ago from ZipRecruiter

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