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Municipal Securities Rulemaking Board jobs

Viewing 1 - 10 of 16 jobs

  • Assistant General Counsel- Municipal Securities

    Major International Bank - New York City, NY

    securities offerings, secondary market trading of municipal securities, reinvest products, derivatives, tender ... applicable provisions of the Securities Act, the Securities Exchange Act, Municipal Securities Rulemaking Board...

    30+ days ago from IvyExec

  • Senior IT Operations Specialist

    Municipal Securities Rulemaking Board - Alexandria, VA

    The Municipal Securities Rulemaking Board (MSRB) seeks a Senior IT Operations Specialist to assist the Director of IT ... by regulating the municipal securities firms, banks and municipal advisors that engage in municipal securities and...

    9 days ago from Dice

  • Assistant General Counsel Municipal Securities

    Citi - New York

    municipal securities offerings, secondary market trading of municipal securities, reinvest products, derivatives, tender ... the Securities Act, the Securities Exchange Act, Municipal Securities Rulemaking Board rules, and FINRA rules and...

    7 days ago from Citi

  • Securities Compliance Examiner

    Compliance Search International - Washington, DC

    investment advisers, investment companies, the national securities exchanges, SROs such as the Financial Industry ... Authority ("FINRA") and the Municipal Securities Rulemaking Board, and the Public Company Accounting Oversight Board...

    30+ days ago from Compliance Search Group

  • Senior Financial Analyst

    Texas Higher Education Coordinating Board - Austin, TX

    service funds in accordance with Board policies.• Prepares agenda items for Board action on debt issuance and ... Municipal Securities Rulemaking Board.• Provides portfolio data and coordinates with the agency’s rebate arbitrage...

    12 days ago from GovernmentJobs.com

  • Quantitative Research Analyst/Financial Engineer

    Securities and Exchange Commission - New York City, NY

    investment advisers, investment companies, the national securities exchanges, clearing agencies, SROs such as the ... Authority ("FINRA") and the Municipal Securities Rulemaking Board, and the Public Company Accounting Oversight Board...

    4 days ago from QuantFinanceJobs.com

  • Senior Treasury Analyst

    Michael Page USA - Chicago, IL

    of the Securities and Exchange Commission, the Municipal Securities Rulemaking Board and the Internal Revenue Service. Profile The qualified Senior Treasury Analyst will have: Bachelor's degree in Finance, Accounting, or Economics 3-7...

    7 days ago from Michael Page USA

  • Compliance Officer-Banking

    KP Recruiting Group - Los Angeles, CA

    Reviews and interprets new and pending laws and securities regulations, which potentially affects the distinct ... Act, Regulation W, Municipal Securities Rulemaking Board, GLBA Privacy, Regulation R, FINRA/SEC securities and...

    30+ days ago from KP Recruiting Group

  • Fixed Income Compliance Specialist III

    Raymond James - Memphis, TN

    · Principles of finance and securities industry operations, specifically fixed income/operations ... Industry Regulatory Authority (FINRA); Municipal Securities Rulemaking Board (MSRB) and state securities regulatory...

    3 days ago from Raymond James

  • Debt Capital Markets Trading Assistant

    BB&T - Richmond, VA

    Depository Trust Company, Municipal Securities Rulemaking Board, Electronic Municipal Markets Access, Trading ... between front and back-office systems. 11. Ensure that securities are setup properly in the front and back-office...

    19 days ago from BB&T

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