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and state rules and regulations applicable to broker-dealers. Superior knowledge of investment banking ... secondary market transactions, and wholesale/retail broker-dealer activities. WSPs; AML compliance, procedures, and...
cash and position discrepancies as necessary with banks/sub-advisors.* Perform various daily operations, such as trade ... Coordinate phone and email communication with sub-advisors, brokers, agents, and vendors.* Responsible for...
verbal communication skills, be detail-oriented, and a self-starter with the ability to multi-task.The role is ... - $95,000 - $110,000 and benefits including tuition re-imbursement, excellent Bonus potential, and excellent work...
verbal communication skills, be detail-oriented, and a self-starter with the ability to multi-task.The role is ... - $75,000 - $90,000 and benefits including tuition re-imbursement, excellent Bonus potential, and excellent work...