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Lpl Financial jobs - Matthews, NC

Viewing 1 - 10 of 75 jobs

  • Financial Advisor, Customer Servicing Desk

    Lpl Financial - Charlotte, NC

    investment solutions to former clients of independent LPL Financial Advisors. The advisor will help individuals ... Experience as a financial advisor * Prior LPL trading, financial related Service Call Center experience; or other...

    4 days ago from LPL Financial LLC

  • Vendor Management Analyst

    Lpl Financial - Charlotte, NC

    to the firm including: contract risk, information security, financial viability, business continuity, control ... planning, SSAE 16 reports, security infrastructure, company financial documents and privacy policies. The ideal...

    4 days ago from LPL Financial LLC

  • Financial Advisor, Customer Servicing Desk

    Asian American Lawyers Association of Massachusetts (aalam) - Charlotte, NC

    investment solutions to former clients of independent LPL Financial Advisors. The advisor will help individuals ... ethic Previous Experience as a financial advisor Prior LPL trading, financial related Service Call Center experience;...

    7 days ago from The Asian American Lawyers Association of Massachusetts (AALAM)

  • Internal Wholesaler, Retirement Partners

    Lpl Financial - Charlotte, NC

    with Financial Advisors in regards to the Worksite Financial Solutions program. This associate will acquire a ... related service experience * Knowledgeable with internal LPL Financial policies and procedures * Proficient in...

    4 days ago from LPL Financial LLC

  • Network Engr

    Abacus Service - Charlotte, NC

    with F5. Need locals, US Citizens NO H1's Client LPL Financial Location: Charlotte NC Duration: 6 months Interview: Face to Face Network engineer: Broad experience in managing Routers, Switches and load balancers BA/BS in Computer Science/...

    30+ days ago from Abacus Service Corporation

  • Compliance Analyst, Advisory

    Lpl Financial - Charlotte, NC

    and analysis of trading activity and other activities of Financial Advisors * Work with Senior Analyst and Manager on ... tracking and evidencing of final results * Ensuring that Financial Advisors are meeting the standards and...

    4 days ago from LPL Financial LLC

  • Multiple Internal Audit Positions - Attractive 25% Travel

    Robert Half International - Charlotte, NC

    Internal Audit Location Charlotte, NC Job Description LPL Financial is looking for an AVP of Internal Audit to join ... This person will be responsible for leading and executing financial and operational internal audits, controls testing...

    4 days ago from Global Compliance Jobs

  • Multiple Internal Audit Positions - Attractive 25% Travel

    Robert Half Finance & Accounting - Charlotte, NC

    Internal Audit Location Charlotte, NC Job Description LPL Financial is looking for an AVP of Internal Audit to join ... This person will be responsible for leading and executing financial and operational internal audits, controls testing...

    6 days ago from Robert Half Finance & Accounting

  • Equity Trader

    Asian American Lawyers Association of Massachusetts (aalam) - Charlotte, NC

    The Equity Trader will work in LPL Financial’s Client Support Services department. This individual will primarily be ... responsible for the following essential functions: Assist financial advisors and money managers with institutional...

    30+ days ago from The Asian American Lawyers Association of Massachusetts (AALAM)

  • AVP, Internal Audit - Compliance

    Lpl Financial - Charlotte, NC

    LPL Financial is looking for an AVP of Compliance Audit to join our team in our Charlotte facility! This newly created ... * Advanced understanding of Financial Services (Broker/Dealer or RIA) regulatory compliance and audit disciplines...

    4 days ago from LPL Financial LLC

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