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Lpl Financial jobs - Matthews, NC

Viewing 1 - 10 of 88 jobs

  • Sr. Analyst, Projects, Marketing Regulatory Review

    Lpl Financial - Charlotte, NC

    The Sr. Analyst of Projects in Marketing Regulatory Review (MRR) will be responsible for planning, coordinating, implementing and finalizing projects according to specifications and deadlines for the department. **Essential...

    1 day ago from LPL Financial LLC

  • Executive Administrative Assistant

    Lpl Financial - Charlotte, NC

    experience, with proven success working across time zones * Financial Services industry experience or supporting an sales organization is a plus * Exceptional knowledge of all Microsoft applications- Excel, PowerPoint, Outlook, Word. *...

    1 day ago from LPL Financial LLC

  • Analyst – Advisory Compliance

    Lpl Financial - Charlotte, NC

    to clients through their own independently owned RIA under LPL’s Hybrid RIA Program. Functions include: * Review, ... * Bachelor's Degree with a minimum of 2 years of financial services industry experience * Compliance experience...

    4 days ago from LPL Financial LLC

  • Equity Trader

    Asian American Lawyers Association of Massachusetts (aalam) - Charlotte, NC

    The Equity Trader will work in LPL Financial’s Client Support Services department. This individual will primarily be ... responsible for the following essential functions: Assist financial advisors and money managers with institutional...

    19 days ago from The Asian American Lawyers Association of Massachusetts (AALAM)

  • Network Engr

    Abacus Service - Charlotte, NC

    with F5. Need locals, US Citizens NO H1's Client LPL Financial Location: Charlotte NC Duration: 6 months Interview: Face to Face Network engineer: Broad experience in managing Routers, Switches and load balancers BA/BS in Computer Science/...

    30+ days ago from Abacus Service Corporation

  • Analyst Supervisory Control Review

    Lpl Financial - Charlotte, NC

    Bachelor’s degree or equivalent work experience at a financial services firm * Strong understanding of risk assessments for controls and experience with Rule 3012 controls testing * Excellent verbal and written communication skills and the...

    4 days ago from LPL Financial LLC

  • Assistant Vice President, Architecture

    Asian American Lawyers Association of Massachusetts (aalam) - Charlotte, NC

    Procedures; and DE performing version control using Microsoft VSS, TFS, TeamFS, TIBCO XML Canon and HP Serena. To apply, submit resume referencing Job Code # RD01 to Brigitte Duffy, LPL Financial LLC, 75 State Street, Boston,...

    21 days ago from The Asian American Lawyers Association of Massachusetts (AALAM)

  • GRC Sr. Project Manager

    Lpl Financial - Charlotte, NC

    He/she would work with all levels of staff in the various units within LPL Financial including BTS, BDSS, GRC and Legal ... * 4+ years business experience, preferably in the Financial Services or Broker/Dealer industries * 2+ years of strong ge...

    7 days ago from LPL Financial LLC

  • Sr. Salesforce Lead Developer

    Cognizant - Charlotte, NC

    development life cycle and willing to adapt to LPL’s SDLC. Recent experience using Agile methodology to plan, manage and ... · Experience in Agile development methodology/Scrum is preferred · Experience with Financial Industry is a plus...

    18 days ago from Cognizant

  • Sr. Salesforce Lead - MSCZ SL

    Cygnus Professionals - Charlotte, NC

    the software development life cycle and willing to adapt to LPL’s SDLC. Recent experience using Agile methodology to ... Experience in Agile development methodology/Scrum is preferred Experience with Financial Industry is a plus.

    10 days ago from Tech Fetch

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