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Lpl Financial jobs

Viewing 1 - 10 of 304 jobs

  • Trader Fixed Income

    Leading Financial Services Firm - San Diego, CA

    Functions: Works with fixed income team members to educate financial advisors on the features and benefits of fixed ... and construction, build bond ladders per instruction of LPL Financial Advisors on behalf of their clients Provides...

    30+ days ago from IvyExec

  • Assistant Vice President Corporate Strategy

    Leading Financial Services Firm - San Diego, CA

    will join the strategic operations team at LPL Financial and will support the ongoing monitoring of progress ... the firm Working with key stakeholders across LPL to affect change Presenting recommendations to Executive...

    30+ days ago from IvyExec

  • Associate Vice President Program Oversight

    Leading Financial Services Firm - Charlotte, NC

    role Ability to define problem areas and analyze risk for LPL Financial and develop policy, procedure and controls to effectively supervise and mitigate said risk Must work well under competing deadlines and possess strong organizational...

    30+ days ago from IvyExec

  • Retirement Consultant

    Leading Financial Services Firm - San Diego, CA

    with Retirement Marketing Team; Participation in LPL Financial conferences such as Focus, regional events, ... the LPL Retirement Partners division as well as other LPL Financial home office groups. Qualifications Bachelors...

    30+ days ago from IvyExec

  • Vice President Technology Risk & Regulatory

    Leading Financial Services Firm - Charlotte, NC

    and SEC) landscape, and be able to navigate within LPL Financial to achieve delivery goals each year. Team members ... specific experience in risk/compliance technology in a financial services/brokerage firm Licensed FINRA Operations...

    30+ days ago from IvyExec

  • Associate Vice President Hybrid Practice Management Consultant

    Leading Financial Services Firm - Charlotte, NC

    Duties: Partnership with other departments within IS and LPL including: Content and Communications, Training, Project ... are a plus Minimum Experience Required: 7-10 years of Financial Services experience with a marketing/sales...

    30+ days ago from IvyExec

  • Associate Vice President Vendor & Offshore Risk

    Leading Financial Services Firm - Charlotte, NC

    planning, SSAE 16 reports, security infrastructure, company financial documents and privacy policies. Essential ... practices and controls; required Experience with financial services or other highly regulated industries;...

    30+ days ago from IvyExec

  • Supervisory Principal

    Leading Financial Services Firm - Denver, CO

    Firm conferences as needed and attend training sessions at LPL’s home office. Assist with regulatory exams and requests ... products required Knowledge of FINRA SEC, and State rules and regulations Financial Services, General...

    30+ days ago from IvyExec

  • Vice President Human Resources

    Leading Financial Services Firm - San Diego, CA

    Management Experience working with sales organizations or financial services industry strongly preferred. PHR, SPHR preferred, not required Microsoft Office Products proficient Human Resource Management Systems - proficient Applicant...

    30+ days ago from IvyExec

  • Assistant Vice President New Client Onboarding

    Leading Financial Services Firm - Charlotte, NC

    Economics, Finance, or similar preferred) 5-7 years in Financial Services Management Prior leadership experience ... operations Very effective at dealing with other internal LPL departments Must have excellent communication skills,...

    30+ days ago from IvyExec

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