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Investment Company Institute jobs - Houston, TX

Viewing 11 - 20 of 911 jobs

  • Compliance Officer

    Independent Investment Management Company - Houston, TX

    testing, and enhancing controls and procedures, and investment transactions in various compliance systems. This ... Accounts is preferred. Compliance experience with the Investment Advisers Act of 1940 and the Investment Company...

    30+ days ago from IvyExec

  • Porter/ Make Ready

    Allen Harrison Company - Cypress, TX

    Company Description: The Allen Harrison Company is a privately held real estate investment and services firm focused on ... offices, and high net worth individuals. The Allen Harrison Company is headquartered in Houston, Texas. Job Description:...

    28 days ago from ZipRecruiter

  • Senior Compliance Officer

    Independent Investment Management Company - Houston, TX

    for policies, procedures, and controls to support investment operations in real time and through ongoing ... by the Compliance department. Lead and conduct reviews of Investment guidelines to maintain evergreen Compliance...

    30+ days ago from IvyExec

  • Assistant Maintenance

    Allen Harrison Company - Baytown, TX

    Company Description: The Allen Harrison Company is a privately held real estate investment and services firm focused on ... offices, and high net worth individuals. The Allen Harrison Company is headquartered in Houston, Texas. Job Description:...

    18 days ago from ZipRecruiter

  • AML/KYC Industry Risk Officer

    Global Securities, Investment and Retail Banking Firm - Houston, TX

    Money Service Businesses, Third Party Payment Processors, Investment Companies, Hedge Funds, Foreign Banks and Non-Bank Financial Institutions; the Risk Officer must take a holistic view of the high risk client relationships in his/her...

    5 days ago from IvyExec

  • Experienced Make ReadyTechnician

    Allen Harrison Company - Baytown, TX

    Company Description: The Allen Harrison Company is a privately held real estate investment and services firm focused on ... offices, and high net worth individuals. The Allen Harrison Company is headquartered in Houston, Texas. Job Description:...

    28 days ago from ZipRecruiter

  • Sr Compliance Officer

    Independent Investment Management Company - Houston, TX

    regarding policies, procedures and controls to support investment operations in real time and through ongoing ... Maintain Evergreen Compliance - Lead and conduct reviews of Investment guidelines to maintain evergreen Compliance...

    30+ days ago from IvyExec

  • CB AML/KYC Industry Risk Forensic Analyst

    Global Securities, Investment and Retail Banking Firm - Houston, TX

    Money Service Businesses, Third Party Payment Processors, Investment Companies, Hedge Funds, Foreign Banks and ... the client s specific AML risks; this includes treasury, investment and credit products within wholesale banking and...

    10 days ago from IvyExec

  • Senior Business Analyst

    Independent Investment Management Company - Houston, TX

    of Investments data and market data supporting investment processes. A strong understanding of Equity, ... Derivative instruments used with the financial services. Investment Operations Broad knowledge of the systems and...

    30+ days ago from IvyExec

  • Complex Director

    Company UnknownHouston, TX

    practice management consulting Partners with the Banking Investment product specialists to ensure full capabilities of the firm are packaged for the client Interacts with clients on an advanced level regarding sales activities, account...

    23 hours ago from IvyExec

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