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Investment Company Institute jobs

Viewing 1 - 10 of 585 jobs

  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners - New York City, NY

    Track both banking, securities and derivatives regulatory developments Implement/update Investment Advisers Act Policies ... Draft risks/controls language as they relate to the Investment Advisers Act Policies & Procedures/COE for testing by aud...

    9 days ago from eFinancial Careers

  • Associate GC-Investment Mgmnt, Trust & Fiduciary

    Fortune 100 Financial Services Company - New York City, NY

    candidate will need meaningful experience in supporting an investment management, trust and fiduciary services ... or banking entity is required. Deep knowledge of investment adviser regulation is required. Working knowledge...

    11 days ago from IvyExec

  • Managing Counsel

    Meeder Investment Management - Dublin, OH

    Company Description: Meeder Investment Management is an Ohio-based investment management firm with over $8.5 billion in ... in order to resolve complex issues arising under the Investment Advisers Act of 1940, the Investment Company Act...

    15 days ago from ZipRecruiter

  • Compliance Manager, Chief Investment Office, Treasury and Corporate

    Global Securities, Investment and Retail Banking Firm - New York City, NY

    for delivering the compliance program to the Chief Investment Office, Corporate Treasury and other Corporate ... preferred Minimum 2 years of experience at a financial institution/bank-holding company in a legal or compliance role, r...

    30+ days ago from IvyExec

  • Senior Investment Strategist

    Human Resources Focused Consulting Firm - San Mateo, CA

    include the preparation of written investment publications, investment theses, and client presentations. Required ... advisors and retail investors invest and manage wealth. The company provides advisors with powerful investment solutions...

    21 days ago from IvyExec

  • Quantitative Model Validation

    Boutique Investment Bank - New York City, NY

    to DFAST/CCAR for banking institution (not insurance company) Add from below if needed/useful: Strong analytical skills proven ability to solve problems independently Excellent written and verbal skills in English Excellent communication...

    30+ days ago from IvyExec

  • Attorney--Investment Management focused

    Lsj - Boston, MA

    Company Act experience ; Substantial experience advising investment companies and investment advisers regarding ... on matters including registered funds, private funds, investment advisers, broker dealers, insurance companies and...

    8 days ago from ZipRecruiter

  • Quantitative Trader

    SPARK Investment Management - New York City, NY

    sure to include those in your application materials. Company Description The next generation in hedge fund management. For over a decade, our outstanding people, many of whom have PhDs, have been developing the next generation of...

    30+ days ago from eFinancial Careers

  • Quantitative Consultant - Investment Management

    Mcgraw Hill Financial - Boston, MA

    Company Description: Learn more at www.mhfi.com/careers McGraw Hill Financial is an equal opportunity employer ... Finance/Investment Management. The Team / The Business: The Investment Management Specialist team comprises talented...

    15 days ago from ZipRecruiter

  • Associate Attorney--Investment Management

    Lsj - New York City, NY

    funds, and other pooled investment vehicles as well as to investment advisers and broker-dealers. -Helping clients ... with their engagement of investment advisers. -Preparing investment management agreements. -Negotiating prime...

    14 days ago from ZipRecruiter

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