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Investment Company Institute jobs

Viewing 1 - 10 of 628 jobs

  • Senior Compliance Officer

    BNP Paribas Investment Partners - New York City, NY

    Track both banking, securities and derivatives regulatory developments Implement/update Investment Advisers Act Policies ... Draft risks/controls language as they relate to the Investment Advisers Act Policies & Procedures/COE for testing by aud...

    1 day ago from eFinancial Careers

  • Alternative Investments Compliance Officer AVP / VP - S

    Compliance Search Group - Raleigh, NC

    Alternative Investments Compliance Officer – AVP/VP A Global Investment Bank is seeking an Alternative Investments Compl ... Knowledge of Investment Advisors Act, Investment Company Act, Employee Retirement Income Security Act, securities laws...

    12 days ago from The Ladders

  • AVP-VP OP Risk - World Leading Investment Bank

    Company UnknownNew York City, NY

    A top global investment bank is looking to add to their team with a key hire into their Operational Risk department. They have offices in 40 different countries and offer industry leading risk management services. You will be reporting to...

    9 days ago from IvyExec

  • Compliance Manager, Chief Investment Office, Treasury and Corporate

    Global Securities, Investment and Retail Banking Firm - New York City, NY

    for delivering the compliance program to the Chief Investment Office, Corporate Treasury and other Corporate ... preferred Minimum 2 years of experience at a financial institution/bank-holding company in a legal or compliance role, r...

    30+ days ago from IvyExec

  • Quantitative Trader

    SPARK Investment Management - New York City, NY

    sure to include those in your application materials. Company Description The next generation in hedge fund management. For over a decade, our outstanding people, many of whom have PhDs, have been developing the next generation of...

    30+ days ago from eFinancial Careers

  • Attorney--Investment Management focused

    Lsj - Boston, MA

    Company Act experience ; Substantial experience advising investment companies and investment advisers regarding ... on matters including registered funds, private funds, investment advisers, broker dealers, insurance companies and...

    12 days ago from ZipRecruiter

  • Attorney-Investment Management/Retirement Matters

    Company UnknownSan Mateo, CA

    financial services company. Experience working on investment management products and services subject to ... under the Investment Company Act of 1940 and the Investment Advisers Act of 1940, particularly with respect to...

    12 days ago from IvyExec

  • Managing Counsel

    Meeder Investment Management - Dublin, OH

    Company Description: Meeder Investment Management is an Ohio-based investment management firm with over $8.5 billion in ... Management industry. Experience working with the Investment Advisers Act, the Investment Company Act, the...

    20 days ago from ZipRecruiter

  • Associate Attorney--Investment Management

    Lsj - New York City, NY

    funds, and other pooled investment vehicles as well as to investment advisers and broker-dealers. -Helping clients ... with their engagement of investment advisers. -Preparing investment management agreements. -Negotiating prime...

    16 days ago from ZipRecruiter

  • Corporate Associate Attorney--Investment Management

    Lsj - New York City, NY

    substantial experience advising investment companies and investment advisers regarding entity formation and ... financial services businesses. -Advising clients on the Investment Company Act of 1940 and the Investment Advisers...

    16 days ago from ZipRecruiter

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