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Global Securities, Investment and Retail Banking Firm jobs - New York City, NY

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  • Brokerage Compliance Professional VP

    Compliance Search Group - New York City, NY

    securities firm, regulator, or law firm. • Extensive experience within the high net worth retail brokerage ... diversified and dynamic global financial services firm. THE COMPLIANCE SEARCH GROUP, the leading and most trusted...

    30+ days ago from TheLadders.com

  • Manager, Operational Due Diligence

    Bond Street Group - New York City, NY

    the internal audit, investment and legal teams to resolve and clarify any accounting and legal issues uncovered during ... Credit, Global Macro, Short Only) Familiarity with relevant securities law (Securities Act of 1933, Securities Exchange...

    30+ days ago from Bond Street Group

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