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Global Compliance Auditor jobs - New York, NY

Viewing 1 - 10 of 667 jobs

  • Compliance Testing - Bank Regulatory Testing ( Vice President )

    Compliance Search Group - New York City, NY

    Overview A major global bank is seeking a Compliance Testing, Bank Regulatory Testing Vice President. The bank’s ... Responsibilities: – Conduct compliance reviews under the direction of the Americas Head of Compliance Testing and the He...

    29 days ago from The Ladders

  • AVP Capital Markets Auditor

    Ashton Lane Group - New York City, NY

    Distribution, Sales, Order Management and Trade Execution, Compliance, Risk Management and Operations. Excellent ... Ashton Lane Group® “A trusted advisor throughout your career” Supporting the internal audit of a global investment...

    30+ days ago from eFinancial Careers

  • IT Auditors - Junior to Mid-level - NYC

    Synergistic Systems - New York, NY

    Creating exceptional development opportunities Fostering a global, collaborative, workplace Creating opportunities for ... Institute of Internal Auditors (IIA*s) code of ethics and compliance requirements. Proficient in Microsoft Office...

    30+ days ago from Dice

  • SOX 404 Compliance Analyst

    Compliance Search Group - White Plains, NY

    needs through Cadency Compliance, tracking remediation status of SOX related Global Internal Audit (“GIA”) findings ... Ø Expertise in internal controls over financial reporting Ø Expertise with technical SOX compliance and/or control testi...

    30+ days ago from The Ladders

  • Senior IT Auditor

    Moody's - New York City, NY

    Working at Moody's Moody's is an essential component of the global capital markets, providing credit ratings, research, ... for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of...

    30+ days ago from eFinancial Careers

  • IT Auditor with SOC Audit Experience

    Galen Technology Solutions - Montvale, NJ

    with facilitation of audits conducted by Internal Audit and Global teams. * Facilitate improvements of group processes ... Peter Marx Galen Job Number: 2159 Short Description: IT Auditor with SOC audit experience in financial services...

    2 days ago from Dice

  • Sr Internal Auditor

    Pearson - Entertainment and Media Industry - New York City, NY

    for the world’s innovations, personal and global, large and small. Pearson is an Equal Opportunity and Affirmative ... assist with SOX compliance test work • Liaise with external consultants and/or subject matter experts as needed...

    30+ days ago from VelvetJobs

  • Senior Auditor at Top Asset Management Firm

    Dynamics Associates - New York City, NY

    preferably in Internal Audit, Risk Management or Compliance, within an Asset Management company, division of other ... sensitivities necessary to work effectively in a global organization. Possess outstanding organizational and time...

    30+ days ago from The Ladders

  • IT Auditor

    Top Prospect Group - Greenwich, CT

    execution, and completion of information technology and compliance audits and special projects. This will ... controls, processes, policies and mechanisms are in compliance with various principles, standards and...

    1 day ago from Dice

  • IT Compliance Manager

    Amadan Recruitment - New York, NY

    IT Compliance Manager ​ Job Description The position of IT Compliance Manager will report to the Global Director of ... compliance initiatives related to SOX, PCI, and client's Global Information Security policies. The IT Compliance...

    7 hours ago from Dice