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Global Compliance Auditor jobs - Charlotte, NC

Viewing 1 - 10 of 29 jobs

  • Advanced Risk & Compliance Analytics Director (6022826)

    PwC - Charlotte, NC

    Assurance Advanced Risk and Compliance Analytics (ARCA) practice provides services to assist risk, compliance, & ... business processes, compliance and risk issues, utilizing compliance systems and technology such as Actimize,...

    5 days ago from PwC

  • Senior Managing Director, Deputy Chief Auditor TIAA Asset Management

    Fortune 100 Financial Services Company - Charlotte, NC

    emphasis on internal controls, operating efficiencies and compliance with policies and regulatory expectations. ... licenses may be carried by the broker-dealer if the auditor is involved in auditing broker dealer activities.

    3 days ago from IvyExec

  • It Auditor-direct Hire

    Robert Half International - Charlotte, NC

    for a full time, direct hire opportunity. The Senior IT Auditor will have experience with the development and ... accurately review and report audit findings. The Senior IT Auditor may be asked to work with various clients at...

    5 days ago from Global Compliance Jobs


    Princetonone Indianapolis-central - Charlotte, NC

    Job Description INTERNAL AUDITOR – CHRISTIAN NON-PROFIT ORGANIZATION: Our client is a well-established Christian-based ... global faith-based organization is seeking an Internal Auditor, who is a professed and practicing Christian. This...

    13 days ago from MRINetwork

  • Compliance Consultant 4 IG CORM

    Wells Fargo - Charlotte, NC

    Anti-Bribery and Corruption (ABC), Foreign Account Tax Compliance Act (FATCA), Regulatory Compliance Management, ... International Group Regulatory, Anti-Money Laundering, Global Anti-Corruption, and Representative Office Compliance...

    1 day ago from

  • Capital Markets Compliance Managing Director

    Charlotte, NC

    compliance program, including a description of the SEF's compliance program, describing resources set aside for the ... and experience with, exchange/self-regulatory organization compliance requirements, preferably obtained through...

    12 days ago from CareerBuilder

  • It Auditor

    Robert Half International - Charlotte, NC

    IT Audit Senior The IT Audit Senior Associate is responsible for overseeing all phases of project and engagement management for multiple clients. Responsibilities include conducting information systems audits for financial institutions;...

    6 days ago from Global Compliance Jobs

  • Senior Sales Manager - Corporate

    HSBC - Charlotte, NC

    compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer, Area Compliance ... or Local Compliance Officer, ensuring adequate compliance resources and training, fostering a compliance culture...

    13 days ago from HSBC

  • Application Services Senior Manager

    Family Dollar Stores - Charlotte, NC

    customer relations,report support metrics, regulatory compliance and planning viable support road maps for their ... external auditors throughout the year for SOX, PCI compliance (as relevant) 6. Review development design for customer...

    13 days ago from Family Dollar Stores Inc.

  • IT Audit Manager Financial Services (Carolinas) (4896680)

    PwC - Charlotte, NC

    optimization and assurance services over finance, compliance and operational processes -Controls design and ... appraisals, time reporting, personal independence and compliance requirements Skills Preferred: Demonstrates extensive...

    9 days ago from PwC

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