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Full-service Regional Brokerage and Investment Banking Firm jobs - Stamford, CT

Viewing 1 - 10 of 1,920 jobs

  • Licensed Financial Specialist

    PNC - Leonia, NJ

    investment needs. Additionally, you will respond and resolve client questions, complaints and concerns, while ... 65), and State Life and Health licenses required Retail banking experience preferred Minimum of 2 years experience in...

    1 day ago from PNC Bank

  • Licensed Financial Specialist - Engelwood

    PNC - Englewood, NJ

    investment needs. Additionally, you will respond and resolve client questions, complaints and concerns, while ... 65), and State Life and Health licenses required Retail banking experience preferred Minimum of 2 years experience in...

    9 days ago from PNC Bank

  • Compliance Officer Capital Markets and Alternative Investments |

    Compliance Search - New York City, NY

    and comprises various capital markets trading desks and product areas such as structured products and syndicate ... functions on all aspects of a full service brokerage and investment advisory business oriented toward...

    30+ days ago from Doostang

  • Assistant Vice President, Regional Programs

    Sifma - New York City, NY

    funds and retirement plans. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the ... letter, resume and salary history to careers@sifma.org and indicate “AVP, Regional Programs” in the subject line of...

    30+ days ago from eFinancial Careers

  • Program / Project Manager - Investment Bank Client Reference Data

    Multinational Financial Services Holding Company - New York City, NY

    delivering Business Process, Procedural, Organizational, and IT Change in the Brokerage, Clearing, and Exchange ... banking processes – front to back (Specifically Brokerage, Clearing, and Expense Management); Has been...

    30+ days ago from IvyExec

  • Project Management Lead - VP

    Global Securities, Investment and Retail Banking Firm - New York City, NY

    teams (Investment Solutions and Platform, Compliance and Supervisory, Finance, Wealth Management, and Capital ... and control gaps Preferred Skills: ? Brokerage and Advisory technology knowledge and experience in wealth...

    19 hours ago from IvyExec

  • Regional Brokerage Manager - Financial Services

    Willis Consulting - Manhattan, NY

    Regional Brokerage Firms Independent Broker Dealers Bank Brokerage Channels HNW and UHNW Investment Boutiques ... Regional Brokerage Manager National Financial Services/Banking firm looking for a Regional Brokerage Manager to run...

    28 days ago from ZipRecruiter

  • Tailored Lending (TL) Transaction Manager

    UBS Ag - Investment Bank - US - Weehawken, NJ

    (Product Management) and/or on-boarding from another firm (Product Support) Manage loan structure negotiation ... and acting as a liaison between the desk/FA team and other stakeholders and involved parties. Background: The...

    20 days ago from eFinancial Careers

  • Wealth Management Broker-Dealer and Capital Markets Attorney Officer

    Leading Global Financial Services Firm - New York City, NY

    and procedures; assisting the Firm’s Litigation and Regulatory exam and Enforcement teams in responding to ... and qualities: -Professional maturity, confidence, and initiative; -Excellent judgment and analytical skills;...

    10 days ago from IvyExec

  • Senior Director, Sales. Brokerage Solutions

    Alexander Bec - New York City, NY

    knowledge of the brokerage industry, specifically back and middle office brokerage operations, and must be able to ... and company senior management. Lead all relative activities and alignment of required resources across the firm to...

    30+ days ago from The Ladders