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Full-service Regional Brokerage and Investment Banking Firm jobs - Quincy, MA

Viewing 1 - 10 of 317 jobs

  • Investment Compliance Manager: Broker-Dealer

    Winterwyman - Boston, MA

    dealer compliance and have an interest in joining a leading investment/private equity firm in Boston? Total compensation ... Experience with Investment Advisory laws and rules (40 Act), as well as other securities related laws and rules (33 and...

    30+ days ago from WinterWyman

  • Sr. Associate Broker Dealer Compliance Officer

    Compliance Search Group - Boston, MA

    and Tokyo. The firm is organized into a holding company and five separate and independent advisors. Included in the ... Investment Advisory laws and rules (40 Act), as well as other securities related laws and rules (33 and 34 Acts) •...

    5 days ago from The Ladders

  • Commercial Mortgage Broker

    Marcus & Millichap - Boston, MA

    local or regional firm to take advantage of Marcus and Millichap's nationwide platform of investment sales brokers, ... & Millichap Marcus & Millichap is the largest investment real estate brokerage company in the nation focused...

    30+ days ago from MARCUS & MILLICHAP

  • Vice President, Associate Counsel (Brokerage)

    Lpl Financial - Boston, MA

    advisors * Maintenance of LPL’s retirement, brokerage and advisory platforms including SMA, UMA and other wrap ... with Investment Advisers Act of 1940 and ERISA preferred * Knowledge of multiple products and asset types...

    30+ days ago from LPL Financial LLC

  • Manager Investment Management Mutual Funds RIC Tax

    Deloitte Development - Boston, MA

    provisions and related tax disclosures and federal and relevant state returns, excise calculations, and RIC ... addition, they motivate, mentor, supervise, and train new and experienced-level Tax Consultants and Tax seniors, and...

    6 days ago from Deloitte Development LLC

  • Investment Director

    Manulife Financial - Boston, MA

    to: explain the investment philosophy, process, and performance of specific investment products; and to ... * Balance and prioritize duties between analytics/investments and sales/communication and business ownership...

    30+ days ago from Manulife Financial

  • Investment Director

    Leading Insurance and Financial Services Company - Boston, MA

    of experience in investment management or institutional investment consulting required. CFA designation and/or ... related to investment markets, product development and product launch. Excellent written and oral communication...

    17 hours ago from IvyExec

  • Brokerage Assistant

    JLL (jones, Lang, Lasalle) - Boston, MA

    companies, landlords, and potential subtenants; * Gather and evaluate real estate market and property data and create ... JLL) is a professional services and investment management firm offering specialized real estate services to clients...

    30+ days ago from JLL (Jones, Lang, LaSalle)

  • Distribution Manager

    Fidelity Brokerage Services - Boston, MA

    Fidelity offers investment management, retirement planning, brokerage, and human resources and benefits outsourcing ... mutual fund supermarket, a leading online brokerage firm and one of the largest providers of custody and clearing...

    16 days ago from ZipRecruiter

  • National Accounts - Mortgage Banker

    Keybank - Boston, MA

    provide investment management retail and commercial banking consumer finance and investment banking products and ... BUSINESS Key Corporate Bank is a full-service corporate and investment bank serving the needs of mid- to large- sized...

    21 days ago from WisdomJobs.us