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Full-service Regional Brokerage and Investment Banking Firm jobs - New York City, NY

Viewing 51 - 60 of 2,734 jobs

  • Asset Management - Private Bank - Investment Specialist - VP - Emerging High Net Worth

    Global Securities, Investment and Retail Banking Firm - New York City, NY

    and professional contacts) to deliver results Initiate and close sales of complex investment products Build and ... and alternatives Experience managing discretionary and brokerage relationships Conduct operations within FINRA and...

    18 days ago from IvyExec

  • Banking, Brokered Deposit Liquidity Risk Manager

    Morgan Stanley - New York City, NY

    of investment banking, securities, investment management and wealth management services. The Firm's employees serve ... but are not limited to, oversight and monitoring of the Firm’s overall trading, funding, financing and banking...

    30+ days ago from Morgan Stanley

  • Broker/Dealer Services CRO

    BNY Mellon - New York City, NY

    and Global Business Continuity. Risk Management oversees and delivers risk services and ensures new business risks ... requirements, end of day and other settlement process and potential issues and major participants etc.

    7 days ago from BNY Mellon

  • Investment Advisory & ERISA Counsel

    American International Group - New York City, NY

    rules and regulations • Drafting and implementing investment advisory-related compliance manuals, policies and ... the Investment Advisers Act, ERISA, and related SEC, FINRA and Department of Labor rules and regulations on behalf of...

    19 hours ago from American International Group

  • Investment Management/Bank Compliance/Broker–Dealer Audit Lead

    Morgan Stanley - Finance Industry - New York City, NY

    services firm providing a wide range of investment banking, securities, investment management and wealth ... Compliance issues and emerging trends; and, lead global Legal and Compliance Investment Management and...

    30+ days ago from VelvetJobs

  • Securities, FICC, Investment Grade Credit Sales, Analyst/Associate

    Goldman Sachs Group - New York City, NY

    between institutional investors and the firm's primary and secondary trading groups for both corporate bonds and ... the outstanding securities and provide liquidity to the firm's clients. - Working with senior sales people,...

    5 days ago from Goldman Sachs Group, Inc

  • Manager Investment Management Tax Private Wealth Private Equity Tax

    Deloitte Development - New York City, NY

    of Investment Management companies. Our clients include investment advisers and administrators from every sector of ... in accounting and taxation to provide tax compliance and consulting services to Investment Management clients.

    6 days ago from Deloitte Development LLC

  • Sr. Brokerage Coordinator

    Cushman & Wakefield - New York City, NY

    debt and structured finance, corporate finance and investment banking, corporate services, property management, ... talented professionals and invest in superior resources and technologies. The talent of our extraordinary people and the...

    30+ days ago from Cushman & Wakefield

  • Commercial Mortgage Broker - NY & NJ

    Massey Knakal - New York City, NY

    debt and structured finance, corporate finance and investment banking, corporate services, property management, ... talented professionals and invest in superior resources and technologies. The talent of our extraordinary people and the...

    30+ days ago from Massey Knakal

  • Product Manager Alternative Investments

    Citi - Long Island City, NY

    including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth ... and Investments organization reports to the Head of Investment Advisory and Alternative Investments, who reports...

    30+ days ago from Citi