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Full-service Regional Brokerage and Investment Banking Firm jobs - New York City, NY

Viewing 1 - 10 of 2,331 jobs

  • Licensed Financial Specialist

    PNC - Leonia, NJ

    investment needs. Additionally, you will respond and resolve client questions, complaints and concerns, while ... 65), and State Life and Health licenses required Retail banking experience preferred Minimum of 2 years experience in...

    15 days ago from PNC Bank

  • Junior Financial Advisor II

    Capital One - Bronx, NY

    as well as Branch, District and Regional and Investment meetings. - Assists with the development of profiling ... - Meets daily with existing and potential investment clients to assess their investment and insurance needs, and...

    17 days ago from Capital One

  • Banking Capital Markets and Insurance Manager (6096450)

    PwC - New York City, NY

    the banking industry - consumer/ retail banking, commercial banking, wholesale banking, mortgage banking, ... budgets, billing and collections; and preparing and/or coordinating complex written and verbal materials.

    30+ days ago from PwC

  • Financial Advisor II

    Capital One - Scarsdale, NY

    as well as Branch, District and Regional and Investment meetings. - Assists with the development of profiling ... - Meets daily with existing and potential investment clients to assess their investment and insurance needs, and...

    8 days ago from Capital One

  • Compliance Officer I-Broker Dealer

    BNY Mellon - New York City, NY

    BNY Mellon delivers informed investment management and investment services in 35 countries and more than 100 ... BNY Mellon Investment Management combines agility, insight and scale to create and deliver strategies and solutions to...

    28 days ago from eFinancial Careers

  • Global Compliance Services & Strategy - Investment Bank

    Compliance Search Group - New York City, NY

    the firm’s mission to live out agreed values and purpose and meet regulatory requirements. Investment Bank Policies ... and key stakeholders regarding regulations and firm requirements. • Liaise with Compliance Advisory teams and functions...

    25 days ago from The Ladders

  • Investment Banking Compliance - AVP / VP

    Compliance Search Group - New York City, NY

    Investment Banking Compliance – AVP/VP A Global bank seeks an Investment Banking Compliance (IB) – AVP/VP who will be re ... laws and regulations. Extensive knowledge of investment banking activities and in-depth product knowledge a plus Team...

    22 days ago from The Ladders

  • Licensed Financial Specialist - Engelwood

    PNC - Englewood, NJ

    investment needs. Additionally, you will respond and resolve client questions, complaints and concerns, while ... 65), and State Life and Health licenses required Retail banking experience preferred Minimum of 2 years experience in...

    11 days ago from PNC Bank

  • Assurance Experienced Associate Banking Capital Markets (6349621)

    PwC - New York City, NY

    from management and directors so that the tests and judgments are made objectively. Our Banking and Capital ... commercial banking, wholesale banking, mortgage banking, securitization, capital markets, insurance, investment...

    30+ days ago from PwC

  • Citi Private Bank Operational Risk Manager

    Citi - Long Island City, NY

    including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth ... with regional ORM staff, in-business risk officers and senior business managers to identify and escalate potential...

    30+ days ago from Citi

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