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Full-service Regional Brokerage and Investment Banking Firm jobs - New York, NY

Viewing 1 - 10 of 206 jobs

  • Global Investment Banking Policies Consultant

    Infinity Consulting Solutions - New York, NY

    and reports directly into the Group Chief Executive of Brokerage Firm. This means that Compliance at Brokerage Firm ... regulatory requirements, Brokerage Firm Operational Risk Framework and internal Brokerage Firm Policies and...

    30+ days ago from Infinity Consulting Solutions

  • Sales Specialist Investment Banking Job

    Thomson Reuters - New York, NY

    must-have insight to the financial and risk, legal, tax and accounting, intellectual property and science and media ... Development/Strategists at Fortune 500 companies, Brokerage Firms with Investment Banking and Equity Research...

    21 days ago from Thomson Reuters

  • Senior Associate, Broker-Dealer and Investment Advisory Compliance

    New York Life - New York, NY

    and Investment Advisory programs and applicable laws and regulations. Conduct periodic testing and prepare ... [Form ADV and Form BD] Assist with OSJ reviews (preparation and on-site reviews). Keep current with firm policies and...

    5 days ago from

  • Commercial Mortgage Broker

    Massey Knakal Realty Services - New York, NY

    debt and structured finance, corporate finance and investment banking, corporate services, property management, ... talented professionals and invest in superior resources and technologies. The talent of our extraordinary people and the...

    21 days ago from Massey Knakal Realty Services

  • Investing Retirement Marketing Copywriter/Editor

    E*TRADE Financial - New York, NY

    with an integrated and personalized suite of investing, banking, lending, planning and advice services primarily ... and high-visibility assignments, including: * Marketing and brand campaigns * Website copy * Social media and SEO...

    19 hours ago from Women's Career Channel

  • Investment Bank Policy

    Infinity Consulting Solutions - New York, NY

    requirements, Brokerage Firm Operational Risk Framework and internal Brokerage Firm Policies and Standards. ... impact and gravitas and garner respect within the organisation • Able to work constructively across Brokerage Firm and...

    30+ days ago from Infinity Consulting Solutions

  • Associate GC-Investment Mgmnt, Trust & Fiduciary

    Tiaa-cref - New York, NY

    financial services organization. Experience with banking, brokerage, pension, life insurance and other types of ... and organizational skills. Strong oral and written communications skills. Experience with brokerage and...

    30+ days ago from TIAA CREF

  • Technical Support (Level IV) - Trading / Investment Banking (15-02978)

    Diversant - New York, NY

    the Quartz Framework. Job Responsibilities: 1. Defining and executing strategies, best practice and training ... institution and we are currently interviewing to fill this and other similar contract positions. Qualified candidates...

    30+ days ago from DIVERSANT LLC

  • BlackRock Investment Management, Real Estate Team, Asset Management VP

    BlackRock - New York, NY

    and brokerage firms in consultation with Asset and Development Management. Develop and execute leasing, unit ... by the investment management analysts. * Manage and mentor analysts and associate staff. Network and build...

    30+ days ago from BlackRock

  • Regional Business Development Director

    Cordium - New York, NY

    and software firm which provides compliance support to investment advisers and private fund advisers. Our clients ... to large firms with well-established track records and utilize a broad array of investment strategies and...

    30+ days ago from Cordium