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Full-service Regional Brokerage and Investment Banking Firm jobs - New York, NY

Viewing 1 - 10 of 2,152 jobs

  • Licensed Financial Specialist

    PNC - Leonia, NJ

    investment needs. Additionally, you will respond and resolve client questions, complaints and concerns, while ... 65), and State Life and Health licenses required Retail banking experience preferred Minimum of 2 years experience in...

    1 day ago from PNC Bank

  • Licensed Financial Specialist - Engelwood

    PNC - Englewood, NJ

    investment needs. Additionally, you will respond and resolve client questions, complaints and concerns, while ... 65), and State Life and Health licenses required Retail banking experience preferred Minimum of 2 years experience in...

    9 days ago from PNC Bank

  • IB Associate - NY Depositories

    Full-service Regional Brokerage and Investment Banking Firm - New York City, NY

    raise equity and debt capital in private and public markets and acts as a financial advisor on both buy side and sell ... work experience Three to five years of work experience, investment banking experience a significant positive...

    8 hours ago from IvyExec

  • Compliance Officer Capital Markets and Alternative Investments |

    Compliance Search - New York City, NY

    and comprises various capital markets trading desks and product areas such as structured products and syndicate ... functions on all aspects of a full service brokerage and investment advisory business oriented toward...

    30+ days ago from Doostang

  • Research Associate

    Full-service Regional Brokerage and Investment Banking Firm - New York City, NY

    Bloomberg, Company, etc.) Must be able to clearly state and defend the Analyst’s investment thesis and outlook for ... sales and clients regarding covered companies, and industry questions and data requests. Generate report...

    18 hours ago from IvyExec

  • Assistant Vice President, Regional Programs

    Sifma - New York City, NY

    funds and retirement plans. SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the ... letter, resume and salary history to careers@sifma.org and indicate “AVP, Regional Programs” in the subject line of...

    30+ days ago from eFinancial Careers

  • Project Management Lead - VP

    Global Securities, Investment and Retail Banking Firm - New York City, NY

    teams (Investment Solutions and Platform, Compliance and Supervisory, Finance, Wealth Management, and Capital ... and control gaps Preferred Skills: ? Brokerage and Advisory technology knowledge and experience in wealth...

    1 day ago from IvyExec

  • Tailored Lending (TL) Transaction Manager

    UBS Ag - Investment Bank - US - Weehawken, NJ

    (Product Management) and/or on-boarding from another firm (Product Support) Manage loan structure negotiation ... and acting as a liaison between the desk/FA team and other stakeholders and involved parties. Background: The...

    21 days ago from eFinancial Careers

  • Senior Director, Sales. Brokerage Solutions

    Alexander Bec - New York City, NY

    knowledge of the brokerage industry, specifically back and middle office brokerage operations, and must be able to ... and company senior management. Lead all relative activities and alignment of required resources across the firm to...

    30+ days ago from The Ladders

  • Senior Analyst, Policies & Procedures

    Full-service Regional Brokerage and Investment Banking Firm - New York City, NY

    policy and/or procedure. Communicate policy and procedure updates and regulatory changes to branches and ... General understanding of SEC and FINRA rules/regulations, industry practice and how they apply to Firm policies and proc...

    18 hours ago from IvyExec