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Full-service Regional Brokerage and Investment Banking Firm jobs - New York, NY

Viewing 1 - 10 of 47 jobs

  • Investment Bank - Prime Broker Margin Manager

    Linium - New York, NY

    training. Monitoring issues and improving the systemic and behavioral root causes across Front Office, IT, and ... and deliverables are of a high standard. Display enthusiasm and self-motivation to overcome obstacles and demonstrate a...

    7 days ago from Linium

  • VP Advisory Compliance - Investment Banking

    Infinity Consulting Solutions - New York, NY

    Investment Banking. The VP Advisory Compliance - Investment Banking will deal with Corporate and Institutional Banking, ... rules and regulations, especially those of the SEC and Client Excellent interpersonal and communication skills...

    30+ days ago from Infinity Consulting Solutions

  • Investment Bank Technology Recruiter

    Infinity Consulting Solutions - New York, NY

    that high quality talent is attracted to Brokerage Firm and recruited within agreed cost, quality and time ... units based on Brokerage Firm recruitment principles and policies, local requirements and available sourcing...

    30+ days ago from Infinity Consulting Solutions

  • VP - Regional Finance - Regulatory Reporting

    US East - New York, NY

    coordination and liaison, validation and control, timely and accurate responses are provided Communicate and interact ... including: Business Finance, GTO, Compliance and regional management to resolve issues pertaining to...

    21 days ago from US East

  • Market Technology Sales Engineer

    CME Group - New York, NY

    sales team and must be team oriented, proactive and have the ability to multitask and escalate market and time ... onboarding and operational experience for clients and communicate customer feedback with Sales and internal...

    9 days ago from CME Group

  • Head of IT Audit

    Futurestep - New York, NY

    will assist with planning and executing internal audits and consultative reviews of the firm’s; infrastructure and ... Identify and communicate best practices in control design and operational effectiveness, and develop cost- effective...

    30+ days ago from Futurestep

  • Salesperson Yield Book Sales Business Development

    Citi - New York, NY

    to create and deliver market-tested, cutting edge security and portfolio level analytics and indices. Key ... with existing sales and client service team members and assist on all business relevant tasks Interact and work...

    30+ days ago from Citi

  • Financial Crimes - Surveillance & AML Technology Manager

    Crowe Horwath - New York, NY

    of U.S. banking and securities regulations (FINRA and SEC), as well as AML-related legal and regulatory ... and project management methods and tools. Knowledge and practical use of statistical analytics and methods.

    30+ days ago from Crowe Horwath LLP

  • Evaluator Job

    Thomson Reuters - New York, NY

    decision makers in the financial and risk, legal, tax and accounting, intellectual property and science and media ... and other strategies - Collaborate in designing and implementing methodology, model, and process enhancements as...

    25 days ago from Thomson Reuters

  • Sr. Audit Manager - IDEA, Audit Control Language

    Cybercoders - New York, NY

    of internal audit engagements and projects in line with firm risk management practices -Develop and lead audit ... Visio -Working knowledge of business processes, key risks and controls in the investment banking and broker dealer...

    30+ days ago from CyberCoders