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Full-service Regional Brokerage and Investment Banking Firm jobs - New York, NY

Viewing 1 - 10 of 2,068 jobs

  • Director – Investment Products – Merrill Edge - Boston or NYC

    Bank of America - New York City, NY

    establish and maintain collaborative partnerships and provide thought leadership to strategic decisions and ... of Investment Products (Mutual Funds and ETP in particular) is required * Series 7 and 63 license strongly...

    15 days ago from Bank of America

  • Banking Capital Markets and Insurance Manager (6096450)

    PwC - New York City, NY

    the banking industry - consumer/ retail banking, commercial banking, wholesale banking, mortgage banking, ... budgets, billing and collections; and preparing and/or coordinating complex written and verbal materials.

    30+ days ago from PwC

  • Investment Banking Compliance - AVP / VP

    Compliance Search Group - New York City, NY

    Investment Banking Compliance – AVP/VP A Global bank seeks an Investment Banking Compliance (IB) – AVP/VP who will be re ... laws and regulations. Extensive knowledge of investment banking activities and in-depth product knowledge a plus Team...

    16 days ago from The Ladders

  • Brokerage Operations Business Officer

    Princeton Information - New York, NY

    Looking for a Brokerage Operations Business Officer with 3-5 years experience. Must have Investment and Trading ... of month recs and reporting for Accounting. Margin calls and collateral tracking. Primary Tasks and Responsibilities...

    30+ days ago from Dice

  • Analyst / A Full-service Investment Bank, Brokerage And Advisory Firm

    Loop Capital - New York City, NY

    and experience Previous work experience within the investment banking industry in public finance preferred; ... and senior managed financings; Facilitate, attend, and participate in meetings and conference calls; Complete...

    30+ days ago from Doostang

  • CCOs and Attorneys With Investment Advisers Act of 1940 Experience

    Mission Critical Services - New York City, NY

    and 13H; Schedule 13G and 13D; Form 3, 4, 5; and Form U4 and U5, among other SEC filings. Conduct mock SEC exams and ... and regulations. Develop and evaluate compliance manuals and operational policies and procedures. Update and maintain...

    8 days ago from Mission Critical Services Corp.

  • Consumer Finance Group MSR Senior Associate (6406464)

    PwC - New York City, NY

    firm that services clients that include the Fortune 500, and will give you the experience and exposure you need to ... sectors and functional skill areas, including insurance, investment management, capital markets, banking and real...

    30+ days ago from PwC

  • Regional Brokerage Manager - Financial Services

    Willis Consulting - New York City, NY

    Regional Brokerage Firms Independent Broker Dealers Bank Brokerage Channels HNW and UHNW Investment Boutiques ... Regional Brokerage Manager National Financial Services/Banking firm looking for a Regional Brokerage Manager to run...

    19 days ago from ZipRecruiter

  • Brokerage Operations Supervisor

    Princeton Information - New York City, NY

    Will Supervise a team of 3-4 people 1. Must have Investment and Trading operations experience 1. Fixed Income ... of month recs and reporting for Accounting. Margin calls and collateral tracking. Primary Tasks and Responsibilities...

    30+ days ago from Dice

  • Research Mgr., Client Solutions - Investment Banking & Investment Mgmt

    Right Executive Search - New York City, NY

    most strategic relationships in Investment Banking and Investment Management. Individual Research Managers work closely ... for clients Implement the firm’s policies and procedures for protecting the integrity of client engagements and...

    19 days ago from ZipRecruiter

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