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Full-service Regional Brokerage and Investment Banking Firm jobs - New York, NY

Viewing 1 - 10 of 49 jobs

  • CIB-Investment Banking-Corporate Finance Advisory-Experienced Analyst

    JPMorgan Chase - New York City, NY

    Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most ... and equity capital markets. Oversee the development and training of supporting analysts and associates, and manage...

    11 hours ago from JPMorgan Chase & Co

  • AWM Counsel - Capital Markets/Broker-Dealer (VP)

    Deutsche Bank - New York, NY

    net worth and institutional clients through SEC registered investment advisers and banking and broker\-dealer ... Act, Volcker Rule, ERISA, Commodity Exchange Act and CFTC rules, Investment Advisers Act and the Investment...

    17 hours ago from Job.com

  • Associate General Counsel, Investment Advisory

    American International Group - New York City, NY

    rules and regulations. • Draft and implement investment advisory-related compliance manuals, policies and ... counsel regarding matters arising under the Investment Advisers Act, and related SEC, FINRA and DOL rules and...

    14 hours ago from American International Group

  • US BSG Regional Multinational Underwriter

    American International Group - New York City, NY

    management and Regional Head on other such tasks as required and needed Position Requirements Leadership ... (oral and written) with both negotiation and influencing skills and proven ability to collaborate and work...

    14 hours ago from American International Group

  • Environment & Release Management Lead

    CGI - Jersey City, NJ

    Understanding of capital markets and investment banking regulations is desired EDUCATION REQUIREMENTS ... degree SELLING POINTS Corporate Brokerage / Investment banking/ regulatory projects experience Good communication...

    11 hours ago from Glass Door

  • Business Analyst

    Princeton Information - Jersey City, NJ

    ) AND (TRADING OR TRADING EXPERIENCE OR TRADING SYSTEMS ) AND(SQL over 2 year(s) OR SQL QUERIES ) AND(REQUIREMENTS OR ... OR DATA ANALYSIS ) AND(BANKING COMPANIES OR INVESTMENT BANKING COMPANIES OR HEDGE FUND COMPANIES OR BROKERAGE...

    14 hours ago from Dice

  • Regulatory Reporting AVP

    Barclays - New York City, NY

    financial services provider engaged in personal banking, credit cards, corporate and investment banking and ... visit our website www.barclays.com. Barclays offers investment banking products and services in the US through...

    9 hours ago from Barclays

  • FA Compensation Systems Lead

    Morgan Stanley - New York City, NY

    of investment banking, securities, investment management and wealth management services. The Firm's employees serve ... modeling and simulation software, comprehensive risk and security systems, and robust client-relationship...

    12 hours ago from Morgan Stanley

  • Licensing/Appointments Specialist

    AXA - Secaucus, NJ

    to fostering and maintaining a diverse, multicultural and inclusive environment, and one of the nation’s premier ... brokers and firms, validating existing state licenses, and appointing them with AXA, • Implementing terminations and...

    20 hours ago from AXA

  • Java Developer

    Infinity Consulting Solutions - New York City, NY

    Equities, Commodities, Investment Banking, Research, and Global Capital Markets. In addition, ICT provides ... and enterprise-wide services to provide leverage to the Firm's businesses. Position Description Brokerage Enterprise...

    9 hours ago from Infinity Consulting Solutions