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Full-service Regional Brokerage and Investment Banking Firm jobs - Edgewood, NY

Viewing 31 - 40 of 181 jobs

  • Compliance Guidelines & Restrictions Portfolio Trade Monitoring - AVP

    Compliance Search International - Stamford, CT

    advice to portfolio managers and traders relating to investment and trading related activities. Performing daily ... with an Investment Management firm or a Broker-Dealer/Investment Bank. Knowledge of both equities and fixed income...

    30+ days ago from Compliance Search Group

  • Compliance Officer - Corporate Center Compliance

    UBS Financial Services - Stamford, CT

    applicable rules and regulations are identified and appropriate policies and procedures are established • ... We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences wi...

    30+ days ago from UBS Financial Services

  • Branch Manager (105050)

    TD Ameritrade - Great Neck, NY

    development needs and accepts and responds to feedback and coaching * Participate in projects to improve processes and ... and enhancing the client experience * Support firm wide sales and marketing campaigns and initiatives;...

    7 days ago from TD Ameritrade

  • Director - Finance (Strategic Accounting)

    Broadridge - Deer Park, NY

    international market presence spans regional and local centers across the Americas, Europe, Asia and ... and voting process for our bank and broker-dealer clients on-line and in real-time, from coordination with...

    2 days ago from Women's Career Channel

  • Research Analyst, Commercial Real Estate

    Cbre - Woodbury, NY

    banking; appraisal and valuation; development services; investment management; and research and consulting. Under ... preparation and production of project/client presentations and reports. Collects and inputs data into local and...

    30+ days ago from CBRE

  • Compliance Analyst IV (00961748)

    BNY Mellon - Uniondale, NY

    BNY Mellon delivers informed investment management and investment services in 35 countries and more than 100 ... BNY Mellon Investment Management combines agility, insight and scale to create and deliver strategies and solutions to...

    23 hours ago from eFinancialCareers Ltd

  • Building Management Associate

    Morgan Stanley - Purchase, NY

    advice and services to its clients including brokerage, investment advisory, financial and wealth planning, ... and presentations for the Chief Operating Officer and other senior management - Perform other duties and special...

    30+ days ago from Morgan Stanley

  • Commercial Loan Coordinator (Commercial Term Lending)

    JPMorgan - Finance Industry - New Hyde Park, NY

    real estate loans. Incumbents must also meet goals and standards and applicable regulatory and bank compliance ... • Develop and maintain knowledge of guidelines and comply with Bank policy and requirements, industry standards,...

    8 days ago from VelvetJobs

  • Senior Windows Engineer

    Harris Allied - Stamford, CT

    for large organizations within the investment and/or financial services industry (banks, prime brokerage ... as Perl, Windows PowerShell and CMD scripts, Python, and Unix Bash/ksh/csh/sh) to automate systems and application...

    27 days ago from StartWire

  • Director, Human Resources

    Broadridge Financial Solutions - Deer Park, NY

    communicating and implementing human resources strategies and initiatives. Build and maintain influential ... inappropriate workplace behavior allegations Communicates and interprets HR policies and procedures; interprets and...

    27 days ago from Broadridge Financial Solutions Inc.

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