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Full-service Regional Brokerage and Investment Banking Firm jobs - Edgewood, NY

Viewing 1 - 10 of 27 jobs

  • Compliance Officer - Policies & Procedures

    Private Wealth & Asset Management Firm - Stamford, CT

    storage of regional policies and procedures) Identifying and recoring common compliance activities and tasks ... of existing policies and procedures ensuring policies and procedures are accurately mapped to regulatory rules and...

    26 days ago from IvyExec

  • Credit Shared Services Credit Officer I

    M&T Bank - Melville, NY

    and lending franchises, a premier wealth advisory firm, and the partner of choice for corporate transactions and ... collateral exceptions and policy violations are minimized and that lines and loans are renewed and reviewed in a timely...

    27 days ago from M&T Bank

  • CTB Cash Equities Middle Office

    UBS - Stamford, CT

    interfacing with Group OPS Senior Mgmt. on a daily basis, and an expert knowledge of IT systems and OPS processes. The ... across the newly create US Securities utility, and represent US Sec OPS on global initiatives to promote...

    1 day ago from UBS

  • Compliance Officer - Policies & Procedures

    UBS Financial Services - Stamford, CT

    and implementation * leading a review aimed at identifying and remediating gaps in policy coverage and inconsistencies ... storage of regional policies and procedures) * Identifying and recoring "common" compliance activities and tasks *...

    26 days ago from UBS Financial Services

  • Solutions Delivery Analytics Analyst

    Morgan Stanley - Purchase, NY

    (e.g., Alternative Investments, Capital Markets), Regional and Complex Business Development Managers (BDMs), and a Home ... Firm functions as well as Global Partners to coordinate and drive the firm’s growth initiatives. DUTIES and...

    13 hours ago from Morgan Stanley

  • Manager-Content Development

    Franklin Templeton Investments - Stamford, CT

    staff in Investment Management, Global Product Strategy and Sales teams globally. These timely and relevant investment ... Responsibilities include: * Develop investment stories and product content for the Alternatives & Solutions investment...

    6 days ago from Franklin Templeton Investments

  • Sr. Director – Finance (Strategic Accounting)

    Broadridge | Forefield - Deer Park, NY

    international market presence spans regional and local centers across the Americas, Europe, Asia and ... distribution and voting process for our bank and broker-dealer clients on-line and in real-time, from...

    2 days ago from Broadridge | Forefield

  • Sr. Director – Finance (Strategic Accounting)

    Broadridge Financial Solutions - Deer Park, NY

    international market presence spans regional and local centers across the Americas, Europe, Asia and ... distribution and voting process for our bank and broker-dealer clients on-line and in real-time, from...

    2 days ago from Broadridge Financial Solutions Inc.

  • Sr. Director – Finance (Strategic Accounting)

    Broadridge - Deer Park, NY

    international market presence spans regional and local centers across the Americas, Europe, Asia and ... distribution and voting process for our bank and broker-dealer clients on-line and in real-time, from...

    2 days ago from Broadridge

  • Project Managment Director

    Cushman & Wakefield - Stamford, CT

    debt and structured finance, corporate finance and investment banking, corporate services, property management, ... * Prepares and coordinates project reports and drawing reviews for clients, Account/Portfolio Manager, and property/faci...

    30+ days ago from Cushman & Wakefield

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