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Full-service Regional Brokerage and Investment Banking Firm jobs - Boston, MA

Viewing 1 - 10 of 39 jobs

  • Investment Compliance Manager

    Winterwyman - Boston, MA

    confidential and sensitive information Experience with Investment Advisory laws and rules (40 Act), as well as ... in an investment bank or institutional asset management firm: or regulator in the securities industry Develop...

    30+ days ago from Doostang

  • Compliance Manager - Broker / Dealer

    Boston, MA

    personnel. • Coordinate broker dealer licensing for firm personnel, as required. • Develop written Policies and ... with Investment Advisory laws and rules (40 Act), as well as other securities related laws and rules (33 and...

    2 days ago from IvyExec

  • Risk Management Analytics Senior Manager

    Global Management Consulting & Technology Services Firm - Boston, MA

    and execution. Practice Enablement · Mentor, groom and counsel analysts and consultants to be successful and effective ... etc. · Banking: Understanding of banking products across retail and wholesale asset classes, frameworks and...

    30+ days ago from IvyExec

  • Manager - Technology Information Management â?? BIDW - Banking

    Leading Private Professional Services Firm - Boston, MA

    globe and works in virtually all banking areas and competencies. Retail Banking: Consumer deposits accounts, loans ... business banking services (deposits and loans), institutional trust and securities custody services to commercial and...

    30+ days ago from IvyExec

  • Derivatives Operations Analyst

    Mutual Fund Focused Investment Management - Boston, MA

    Work with existing and new counterparties to initiate and maintain relationships and reporting Update ISDA/CSA and ... and exposures Monitor and implement changes in regulatory and /or market practice changes Perform reporting and risk...

    30+ days ago from IvyExec

  • Hedge Fund Operations Specialist

    Boutique Asset Management Firm - Boston, MA

    Specialist will work within the Investment Operations team and interact with Prime Brokers, Fund Administrators, and ... and internally with Portfolio Construction, Performance and Attribution, Compliance, and Client Service & Marketing.

    1 day ago from IvyExec

  • Investment Compliance Manager: Broker-Dealer

    Winterwyman - Boston, MA

    dealer compliance and have an interest in joining a leading investment/private equity firm in Boston? Total compensation ... Experience with Investment Advisory laws and rules (40 Act), as well as other securities related laws and rules (33 and...

    30+ days ago from WinterWyman

  • Financial Services Office - Assurance Manager - Banking & Capital Markets

    Ey - Boston, MA

    Understand Ernst & Young and its service lines and actively assess/present ways to apply knowledge and services ... long-term relationships and networks both internally and externally. Demonstrate willingness and ability to...

    30+ days ago from EY

  • Senior Marketing Associate

    Cushman & Wakefield - Boston, MA

    equity, debt and structured finance, corporate finance and investment banking, corporate services, property ... assisting with regional and national work as needed, and ensuring that marketing standards and reporting...

    30+ days ago from Cushman & Wakefield Inc.

  • Financial Services Office - On Call Advisory Services Manager

    Ey - Boston, MA

    actuarial advisory, technology enablement, risk and security, program advisory, and process and controls. ... to identify client objectives and issues and to create and recommend approaches. Develop and maintain productive...

    30+ days ago from EY

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