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Full-service Regional Brokerage and Investment Banking Firm jobs - Boston, MA

Viewing 1 - 10 of 167 jobs

  • Branch Manager Quincy MA (105044)

    TD Ameritrade - Quincy, MA

    development needs and accepts and responds to feedback and coaching * Participate in projects to improve processes and ... and enhancing the client experience * Support firm wide sales and marketing campaigns and initiatives;...

    9 days ago from TD Ameritrade

  • Compliance Manager - Broker / Dealer

    Boston, MA

    personnel. • Coordinate broker dealer licensing for firm personnel, as required. • Develop written Policies and ... with Investment Advisory laws and rules (40 Act), as well as other securities related laws and rules (33 and...

    20 days ago from IvyExec

  • Senior Business Analyst - Prime Brokerage and Custody Experience

    Recruiting Edge - Boston, MA

    in Investment Banking, preferably: European Prime Brokerage, Securities Lending, Capital Markets and Equity ... Custody Services or Prime Brokerage experience mandatory! Strong Trade Accounting and Settlement and/or regulatory repor...

    15 days ago from ZipRecruiter

  • Senior - Investment Management Tax - Regulated Investment Companies

    Leading Professional Services Firm - Boston, MA

    in accounting and taxation to provide tax compliance and consulting services to Investment Management clients. ... provisions and related tax disclosures and federal and relevant state returns, excise calculations, and RIC...

    4 days ago from IvyExec

  • Regional Sales Manager, AVP

    Insurance and Investment Management Holding Company - Boston, MA

    (LFG) overall business plans and specific strategic and tactical initiatives. Builds and maintains key relationships ... and maintain their level of interest; and supporting the recruitment efforts of the Regional Vice President.

    12 days ago from IvyExec

  • Investment Director

    Leading Insurance and Financial Services Company - Boston, MA

    of experience in investment management or institutional investment consulting required. CFA designation and/or ... related to investment markets, product development and product launch. Excellent written and oral communication...

    25 days ago from IvyExec

  • Regional Sales Director

    Global Leader In Investment Management - Wellesley, MA

    wrap and separate accounts. Recruit, train, mentor and coach sales team. Develop sales strategy based on firms ... 3 months of hire. Ability to organize and manage a large and diverse sales territory. Strong product knowledge and...

    10 days ago from IvyExec

  • Derivatives Operations Analyst

    Mutual Funds Investment Firm - Boston, MA

    Work with existing and new counterparties to initiate and maintain relationships and reporting Update ISDA/CSA and ... and exposures Monitor and implement changes in regulatory and /or market practice changes Perform reporting and risk...

    5 days ago from IvyExec

  • Regional Business Development Consultant

    Leading Financial Services Company - Boston, MA

    is to create and maintain relationships with current and prospective registered investment advisors advisors ... initial relationship and continue to develop productive and rewarding relationships with each advisory firm through...

    4 days ago from IvyExec

  • Regional Sales Director - Executive Benefits

    Leading Insurance Company - Needham, MA

    training and self-initiative. • Maximize marketing and sales efforts by focusing on intermediaries and prospects ... agents, advisors and enrollment firms, and execute an assisted sale model with employers Cultivate and build strong...

    5 days ago from IvyExec